Home > Insider Trading > Filing (0001181431-14-016985)

Filing Details

Accession Number:: 0001181431-14-016985
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-04-28 15:37:58
Reporting Period:: 2014-04-24

Filing Date:: 2014-04-28
Accepted Time:: 2014-04-28 15:37:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
275119	Baylake Corp	BYLK	State Commercial Banks (6022)	391268055

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1255079	A John Hauser	217 N 4Th Ave Sturgeon Bay WI 54235-2405	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-04-24	2,000	$12.90	6,869	No	4	P	Indirect	By IRA
Common Stock	Disposition	2014-04-24	600	$12.75	4,259	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By IRA
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership
Restricted Stock Units	1,554	Direct
Restricted Stock Units	2,331	Direct
Restricted Stock Units	1,911	Direct
Restricted Stock Units	750	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$4.15	2021-03-15	3,885	3,885	Direct
Common Stock	Stock Options	$6.20	2022-04-01	3,885	3,885	Direct
Common Stock	Stock Options	$9.50	2023-03-19	2,932	2,932	Direct
Common Stock	Stock Options	$13.90	2024-03-18	3,198	3,198	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-03-15	3,885	3,885	Direct
2022-04-01	3,885	3,885	Direct
2023-03-19	2,932	2,932	Direct
2024-03-18	3,198	3,198	Direct

Footnotes

The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.