Filing Details

Accession Number:
0001548107-14-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-28 13:56:14
Reporting Period:
2014-04-24
Filing Date:
2014-04-28
Accepted Time:
2014-04-28 13:56:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1471265 Northwest Bancshares Inc. NWBI National Commercial Banks (6021) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548107 W Julia Mctavish 100 Liberty Street
Warren PA 16365
Exec. V. P., Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Northwest Bancshares, Inc. Acquisiton 2014-04-24 1,462 $10.19 39,098 No 4 X Direct
Northwest Bancshares, Inc. Disposition 2014-04-24 1,462 $14.56 37,636 No 4 S Direct
Northwest Bancshares, Inc. Acquisiton 2014-04-24 2,790 $11.33 40,426 No 4 M Direct
Northwest Bancshares, Inc. Disposition 2014-04-24 2,172 $14.56 38,254 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2014-04-24 1,462 $10.19 1,462 $10.19
Common Stock Stock Options (Right to Buy) Disposition 2014-04-24 2,790 $11.33 2,790 $11.33
Northwest Bancshares, Inc Stock Options (Right to Buy) Acquisiton 2014-04-24 2,172 $0.00 2,172 $14.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-01-19 2015-01-19 No 4 X Direct
0 2005-12-15 2014-12-15 No 4 M Direct
2,172 2014-04-24 2014-12-15 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Northwest Bancshares, Inc. 818 Indirect Custodian For Daughter
Northwest Bancshares, Inc. 7,819 Indirect 401-K
Northwest Bancshares, Inc. 16,526 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Northwest Bancshares, Inc. Stock Options (Right to Buy) $9.86 2007-01-18 2016-01-18 1,687 1,687 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $11.51 2008-01-17 2017-01-17 2,250 2,250 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $11.12 2009-01-16 2018-01-16 5,625 5,625 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $9.79 2009-11-19 2018-11-19 10,125 10,125 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $9.79 2009-11-19 2018-11-19 717 717 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $7.48 2010-02-18 2019-02-18 9,810 9,810 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $11.49 2011-01-20 2020-01-20 9,000 9,000 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $12.12 2012-01-19 2021-01-19 9,000 9,000 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $12.32 2012-05-18 2021-05-18 47,000 47,000 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $11.70 2013-05-23 2022-05-23 12,480 12,480 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $12.44 2014-05-15 2023-05-15 12,480 12,480 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-18 1,687 1,687 Direct
2017-01-17 2,250 2,250 Direct
2018-01-16 5,625 5,625 Direct
2018-11-19 10,125 10,125 Direct
2018-11-19 717 717 Direct
2019-02-18 9,810 9,810 Direct
2020-01-20 9,000 9,000 Direct
2021-01-19 9,000 9,000 Direct
2021-05-18 47,000 47,000 Direct
2022-05-23 12,480 12,480 Direct
2023-05-15 12,480 12,480 Direct
Footnotes
  1. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  2. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  3. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  4. Constructively exchanged 2,172 shares in order to exercise 2,790 stock options. The number of shares issued was 618.