Filing Details
- Accession Number:
- 0001209191-14-029351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-28 11:23:49
- Reporting Period:
- 2014-04-24
- Filing Date:
- 2014-04-28
- Accepted Time:
- 2014-04-28 11:23:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1124476 | F William Reddersen | 4300 North First Street San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-24 | 10,000 | $6.40 | 122,257 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-24 | 9,331 | $7.24 | 112,926 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-04-24 | 10,000 | $6.40 | 122,926 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-24 | 9,331 | $7.24 | 113,595 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to buy | Disposition | 2014-04-24 | 10,000 | $6.40 | 10,000 | $6.40 |
| Common Stock | Right to buy | Disposition | 2014-04-24 | 10,000 | $6.40 | 10,000 | $6.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-06-27 | 2014-05-27 | No | 4 | M | Direct |
| 0 | 2004-06-27 | 2014-05-27 | No | 4 | M | Direct |
Footnotes
- These shares of common stock were acquired upon the exercise of stock options on 4/24/2014. These options were initially granted to the Reporting Person on 5/27/2004, and were identified on a Form 4 filed by the Reporting Person on 5/28/2004.
Billionaire Hedge Funds
