Filing Details
- Accession Number:
- 0001365555-14-000108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-28 08:21:54
- Reporting Period:
- 2014-04-25
- Filing Date:
- 2014-04-28
- Accepted Time:
- 2014-04-28 08:21:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1365555 | Amtrust Financial Services Inc. | AFSI | Fire, Marine & Casualty Insurance (6331) | 043106389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1381044 | G Max Caviet | C/O Amtrust Financial Services, Inc. 59 Maiden Lane, 43Rd Floor New York NY 10038 | President Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-25 | 5,041 | $6.20 | 125,594 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-04-25 | 5,041 | $12.02 | 130,635 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-04-25 | 5,041 | $11.55 | 135,676 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-25 | 6,950 | $37.16 | 128,726 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-04-25 | 5,041 | $0.00 | 5,041 | $6.20 |
| Common Stock | Stock Option | Disposition | 2014-04-25 | 5,041 | $0.00 | 5,041 | $12.02 |
| Common Stock | Stock Option | Disposition | 2014-04-25 | 5,041 | $0.00 | 5,041 | $11.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 55,461 | 2007-09-01 | 2016-09-01 | No | 4 | M | Direct |
| 55,461 | 2008-10-24 | 2017-10-24 | No | 4 | M | Direct |
| 55,462 | 2009-08-25 | 2018-08-25 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2014.
- Shares sold to satisfy income tax withholding liabilities and payment of the option exercise price.
- The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.02 to $37.38 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3.
Billionaire Hedge Funds
