Filing Details
- Accession Number:
- 0000045012-14-000197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-25 09:39:11
- Reporting Period:
- 2014-04-23
- Filing Date:
- 2014-04-25
- Accepted Time:
- 2014-04-25 09:39:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 45012 | Halliburton Co | HAL | Oil & Gas Field Services, Nec (1389) | 752677995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1423576 | S James Brown | 1125 17Th Street Suite 1900 Denver CO 80202 | President - Western Hemisphere | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-23 | 15,000 | $29.35 | 323,774 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-23 | 15,000 | $65.00 | 308,967 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | Disposition | 2014-04-23 | 15,000 | $0.00 | 30,600 | $29.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,600 | 2009-12-01 | 2019-12-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | $50.62 | 2013-12-04 | 2023-12-04 | 45,500 | 45,500 | Direct |
| Common Stock | Option to Buy Common Stock | $33.50 | 2012-12-05 | 2022-12-05 | 56,900 | 56,900 | Direct |
| Common Stock | Option to Buy Common Stock | $35.57 | 2011-12-06 | 2021-12-06 | 43,700 | 43,700 | Direct |
| Common Stock | Option to Buy Common Stock | $39.19 | 2010-12-01 | 2020-12-01 | 26,100 | 26,100 | Direct |
| Common Stock | Option to Buy Common Stock | $35.67 | 2008-02-13 | 2018-02-13 | 10,000 | 10,000 | Direct |
| Common Stock | Option to Buy Common Stock | $33.02 | 2006-01-06 | 2016-01-06 | 6,000 | 6,000 | Direct |
| Common Stock | Option to Buy Common Stock | $29.87 | 2007-01-03 | 2017-01-03 | 13,400 | 13,400 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-12-04 | 45,500 | 45,500 | Direct |
| 2022-12-05 | 56,900 | 56,900 | Direct |
| 2021-12-06 | 43,700 | 43,700 | Direct |
| 2020-12-01 | 26,100 | 26,100 | Direct |
| 2018-02-13 | 10,000 | 10,000 | Direct |
| 2016-01-06 | 6,000 | 6,000 | Direct |
| 2017-01-03 | 13,400 | 13,400 | Direct |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2014.
- Includes 192.90 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended March, 2014.
- Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2014.
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