Filing Details

Accession Number:
0001209191-14-029139
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-24 19:38:12
Reporting Period:
2014-04-24
Filing Date:
2014-04-24
Accepted Time:
2014-04-24 19:38:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418135 Dr Pepper Snapple Group Inc. DPS Beverages (2080) 753258232
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1432449 Jr L. James Baldwin 5301 Legacy Drive
Plano TX 75024
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-24 8,583 $31.50 101,424 No 4 M Direct
Common Stock Acquisiton 2014-04-24 27,223 $36.42 128,647 No 4 M Direct
Common Stock Acquisiton 2014-04-24 16,964 $37.80 145,611 No 4 M Direct
Common Stock Acquisiton 2014-04-24 7,515 $43.82 153,126 No 4 M Direct
Common Stock Disposition 2014-04-24 60,285 $53.84 92,841 No 4 S Direct
Common Stock Disposition 2014-04-24 12,540 $54.08 80,301 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-04-24 8,583 $31.50 8,583 $31.50
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-04-24 27,223 $36.42 27,223 $36.42
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-04-24 16,964 $37.80 16,964 $37.80
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-04-24 7,515 $43.82 7,515 $43.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-03-02 No 4 M Direct
0 2021-03-02 No 4 M Direct
8,482 2022-03-02 No 4 M Direct
15,028 2023-03-04 No 4 M Direct
Footnotes
  1. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $53.76-$53.85. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $53.94-$54.26. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. This option was granted on March 2, 2010 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.
  4. This option was granted on March 2, 2011 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.
  5. This option was granted on March 2, 2012 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three annual installments on each anniversary date of the award commencing on March 2, 2013.
  6. This option was granted on March 4, 2013 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three annual installments on each anniversary date of the award commencing on March 4, 2014.