Filing Details
- Accession Number:
- 0001207145-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-24 17:53:06
- Reporting Period:
- 2014-04-22
- Filing Date:
- 2014-04-24
- Accepted Time:
- 2014-04-24 16:53:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
776901 | Independent Bank Corp | INDB | State Commercial Banks (6022) | 042870273 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207145 | J Kevin Jones | 288 Union Street Rockland MA 02370 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-22 | 613 | $38.55 | 73,159 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-04-23 | 1,000 | $27.69 | 74,159 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Acquisiton | 2014-04-22 | 1,000 | $27.69 | 1,000 | $27.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-10-27 | 2014-04-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,220 | Indirect | by Spouse |
Common Stock | 30,000 | Indirect | by Son |
Common Stock | 5,000 | Indirect | by Corporation |
Footnotes
- Shares acquired as a result of participation in the Independent Bank Corp. Directors Deferred Compensation Program.
- Holdings include 269.5888 shares acquired as a result of participation in the 2010 Independent Bank Corp. Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (1/14). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
- Holdings include 61.0918 shares acquired as a result of participation in the 2010 Independent Bank Corp. Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (1/14). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Act of 1934, as amended, the beneficial owner of such securities.
- Shares carried under the name of Filers three sons as follows: 10,000 shares held i/n/o Kevin J. Jones and Frances Jones, Trustees, Brian Jones Irrevocable Trust, 10,000 shares held i/n/o Kevin J. Jones and Frances Jones, Trustees, Mark Jones Irrevocable Trust, and 10,000 shares held i/n/o Kevin J. Jones and Frances Jones, Trustees, Sean Jones Irrevocable TrustThe filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of such securities held by Trusts.
- The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Act of 1934, as amended, the beneficial owner of such securities.
- Non-Employee Director, Non-Qualified Common Stock Options expire 10 years from the grant date unless earlier terminated by reason of cessation as non-employee director.