Filing Details

Accession Number:
0001207145-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-24 17:53:06
Reporting Period:
2014-04-22
Filing Date:
2014-04-24
Accepted Time:
2014-04-24 16:53:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
776901 Independent Bank Corp INDB State Commercial Banks (6022) 042870273
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207145 J Kevin Jones 288 Union Street
Rockland MA 02370
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-22 613 $38.55 73,159 No 4 P Direct
Common Stock Acquisiton 2014-04-23 1,000 $27.69 74,159 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Acquisiton 2014-04-22 1,000 $27.69 1,000 $27.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-10-27 2014-04-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,220 Indirect by Spouse
Common Stock 30,000 Indirect by Son
Common Stock 5,000 Indirect by Corporation
Footnotes
  1. Shares acquired as a result of participation in the Independent Bank Corp. Directors Deferred Compensation Program.
  2. Holdings include 269.5888 shares acquired as a result of participation in the 2010 Independent Bank Corp. Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (1/14). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
  3. Holdings include 61.0918 shares acquired as a result of participation in the 2010 Independent Bank Corp. Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (1/14). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Act of 1934, as amended, the beneficial owner of such securities.
  4. Shares carried under the name of Filers three sons as follows: 10,000 shares held i/n/o Kevin J. Jones and Frances Jones, Trustees, Brian Jones Irrevocable Trust, 10,000 shares held i/n/o Kevin J. Jones and Frances Jones, Trustees, Mark Jones Irrevocable Trust, and 10,000 shares held i/n/o Kevin J. Jones and Frances Jones, Trustees, Sean Jones Irrevocable TrustThe filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of such securities held by Trusts.
  5. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Act of 1934, as amended, the beneficial owner of such securities.
  6. Non-Employee Director, Non-Qualified Common Stock Options expire 10 years from the grant date unless earlier terminated by reason of cessation as non-employee director.