Filing Details

Accession Number:
0001144204-14-024543
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-24 15:10:42
Reporting Period:
2014-04-24
Filing Date:
2014-04-24
Accepted Time:
2014-04-24 15:10:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910322 Astoria Financial Corp AF Savings Institution, Federally Chartered (6035) 113170868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210750 Jr C Peter Haeffner One Astoria Federal Plaza
Lake Success NY US 11042
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-04-24 5,670 $14.12 8,858 No 4 S Direct
Common Stock Disposition 2014-04-24 2,500 $14.18 6,358 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series C Preferred Stock 1,500 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Statutory Stock Option $26.23 2005-01-18 2015-01-17 6,000 6,000 Direct
Common Stock Non-Statutory Stock Option $29.79 2006-01-17 2015-02-19 6,000 6,000 Direct
Common Stock Non-Statutory Stock Option $29.72 2007-01-16 2015-02-19 6,000 6,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-01-17 6,000 6,000 Direct
2015-02-19 6,000 6,000 Direct
2015-02-19 6,000 6,000 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $14.0900 to $14.1500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.