Filing Details
- Accession Number:
- 0001371941-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-24 14:10:06
- Reporting Period:
- 2014-04-23
- Filing Date:
- 2014-04-24
- Accepted Time:
- 2014-04-24 14:10:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1471265 | Northwest Bancshares Inc. | NWBI | National Commercial Banks (6021) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1371941 | G Michael Smelko | 100 Liberty Street Warren PA 16365 | Exec. V.p., Chief Credit Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Northwest Bancshares, Inc. | Acquisiton | 2014-04-23 | 2,790 | $11.33 | 45,427 | No | 4 | X | Direct | |
Northwest Bancshares, Inc. | Acquisiton | 2014-04-23 | 1,687 | $10.19 | 47,114 | No | 4 | X | Direct | |
Northwest Bancshares, Inc. | Disposition | 2014-04-23 | 3,400 | $14.56 | 43,714 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2014-04-23 | 2,790 | $11.33 | 2,790 | $11.33 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2014-04-23 | 1,687 | $10.19 | 1,687 | $10.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-12-15 | 2014-12-15 | No | 4 | X | Direct |
0 | 2006-01-19 | 2015-01-19 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Northwest Bancshares, Inc. | 1,019 | Indirect | Wife's IRA |
Northwest Bancshares, Inc. | 4,965 | Indirect | 401-K |
Northwest Bancshares, Inc. | 6,307 | Indirect | ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | $9.86 | 2007-01-18 | 2016-01-18 | 2,812 | 2,812 | Direct |
Common Stock | Stock Options (Right to Buy) | $11.51 | 2008-01-17 | 2017-01-17 | 10,125 | 10,125 | Direct |
Common Stock | Stock Options (Right to Buy) | $11.12 | 2009-01-16 | 2018-01-16 | 10,125 | 10,125 | Direct |
Common Stock | Stock Options (Right to Buy) | $9.79 | 2009-11-19 | 2018-11-19 | 10,125 | 10,125 | Direct |
Common Stock | Stock Options (Right to Buy) | $7.48 | 2010-02-18 | 2019-02-18 | 10,125 | 10,125 | Direct |
Common Stock | Stock Options (Right to Buy) | $11.49 | 2011-01-20 | 2020-01-20 | 13,000 | 13,000 | Direct |
Common Stock | Stock Options (Right to Buy) | $12.12 | 2012-01-19 | 2021-01-19 | 13,000 | 13,000 | Direct |
Common Stock | Stock Options (Right to Buy) | $12.32 | 2012-05-18 | 2021-05-18 | 52,000 | 52,000 | Direct |
Common Stock | Stock Options (Right to Buy) | $11.70 | 2013-05-23 | 2022-05-23 | 12,480 | 12,480 | Direct |
Common Stock | Stock Options (Right to Buy) | $12.44 | 2014-05-15 | 2023-05-15 | 12,480 | 12,480 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-01-18 | 2,812 | 2,812 | Direct |
2017-01-17 | 10,125 | 10,125 | Direct |
2018-01-16 | 10,125 | 10,125 | Direct |
2018-11-19 | 10,125 | 10,125 | Direct |
2019-02-18 | 10,125 | 10,125 | Direct |
2020-01-20 | 13,000 | 13,000 | Direct |
2021-01-19 | 13,000 | 13,000 | Direct |
2021-05-18 | 52,000 | 52,000 | Direct |
2022-05-23 | 12,480 | 12,480 | Direct |
2023-05-15 | 12,480 | 12,480 | Direct |
Footnotes
- Reflects transactions that are not reportable pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Reflects transactions that are not reportable pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.