Filing Details

Accession Number:
0001371941-14-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-24 14:10:06
Reporting Period:
2014-04-23
Filing Date:
2014-04-24
Accepted Time:
2014-04-24 14:10:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1471265 Northwest Bancshares Inc. NWBI National Commercial Banks (6021) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1371941 G Michael Smelko 100 Liberty Street
Warren PA 16365
Exec. V.p., Chief Credit Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Northwest Bancshares, Inc. Acquisiton 2014-04-23 2,790 $11.33 45,427 No 4 X Direct
Northwest Bancshares, Inc. Acquisiton 2014-04-23 1,687 $10.19 47,114 No 4 X Direct
Northwest Bancshares, Inc. Disposition 2014-04-23 3,400 $14.56 43,714 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2014-04-23 2,790 $11.33 2,790 $11.33
Common Stock Stock Options (Right to Buy) Disposition 2014-04-23 1,687 $10.19 1,687 $10.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-12-15 2014-12-15 No 4 X Direct
0 2006-01-19 2015-01-19 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Northwest Bancshares, Inc. 1,019 Indirect Wife's IRA
Northwest Bancshares, Inc. 4,965 Indirect 401-K
Northwest Bancshares, Inc. 6,307 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $9.86 2007-01-18 2016-01-18 2,812 2,812 Direct
Common Stock Stock Options (Right to Buy) $11.51 2008-01-17 2017-01-17 10,125 10,125 Direct
Common Stock Stock Options (Right to Buy) $11.12 2009-01-16 2018-01-16 10,125 10,125 Direct
Common Stock Stock Options (Right to Buy) $9.79 2009-11-19 2018-11-19 10,125 10,125 Direct
Common Stock Stock Options (Right to Buy) $7.48 2010-02-18 2019-02-18 10,125 10,125 Direct
Common Stock Stock Options (Right to Buy) $11.49 2011-01-20 2020-01-20 13,000 13,000 Direct
Common Stock Stock Options (Right to Buy) $12.12 2012-01-19 2021-01-19 13,000 13,000 Direct
Common Stock Stock Options (Right to Buy) $12.32 2012-05-18 2021-05-18 52,000 52,000 Direct
Common Stock Stock Options (Right to Buy) $11.70 2013-05-23 2022-05-23 12,480 12,480 Direct
Common Stock Stock Options (Right to Buy) $12.44 2014-05-15 2023-05-15 12,480 12,480 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-18 2,812 2,812 Direct
2017-01-17 10,125 10,125 Direct
2018-01-16 10,125 10,125 Direct
2018-11-19 10,125 10,125 Direct
2019-02-18 10,125 10,125 Direct
2020-01-20 13,000 13,000 Direct
2021-01-19 13,000 13,000 Direct
2021-05-18 52,000 52,000 Direct
2022-05-23 12,480 12,480 Direct
2023-05-15 12,480 12,480 Direct
Footnotes
  1. Reflects transactions that are not reportable pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  2. Reflects transactions that are not reportable pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.