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Filing Details

Accession Number:: 0001209191-14-028957
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-04-23 19:51:44
Reporting Period:: 2014-04-23

Filing Date:: 2014-04-23
Accepted Time:: 2014-04-23 19:51:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1280776	Vital Therapies Inc	VTL	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1315797	A Muneer Satter	C/O Vital Therapies, Inc. 15010 Avenue Of Science, Suite 200 San Diego CA 92128		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-04-23	6,140,402	$0.00	6,282,519	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2014-04-23	360,966	$12.00	6,643,485	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Convertible Preferred Stock	Disposition	2014-04-23	2,589,764	$0.00	2,589,764	$0.00
Common Stock	Senior Convertible Preferred Stock	Disposition	2014-04-23	3,550,638	$0.00	3,550,638	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
0			No	4	C	Indirect

Footnotes

Upon the closing of the Issuer's initial public offering, each share of Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis without payment of further consideration. Each share of Convertible Preferred Stock was previously convertible at any time at the election of the Reporting Person and there was no expiration date.
Upon the closing of the Issuer's initial public offering, each share of Senior Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis without payment of further consideration. Each share of Senior Convertible Preferred Stock was previously convertible at any time at the election of the Reporting Person and there was no expiration date.
Includes (a) 4,026,878 shares that are held by Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares and (b) 2,255,641 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clause (b) of this footnote (3), except to the extent of his pecuniary interest.
All shares were purchased in connection with the Issuer's initial public offering.
Includes (a) 4,159,344 shares that are held by Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares and (b) 2,514,141 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clause (b) of this footnote (5), except to the extent of his pecuniary interest.
Includes (a) 1,838,106 shares that are held by Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares and (b) 751,658 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clause (b) of this footnote (6), except to the extent of his pecuniary interest.
Includes (a) 2,155,615 shares that are held by Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares and (b) 1,395,023 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clause (b) of this footnote (7), except to the extent of his pecuniary interest.