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Home > Insider Trading > Filing (0001209191-14-028932)

Filing Details

Accession Number:: 0001209191-14-028932
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-04-23 19:14:59
Reporting Period:: 2014-04-23

Filing Date:: 2014-04-23
Accepted Time:: 2014-04-23 19:14:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1280776	Vital Therapies Inc	VTL	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1591095	R. Errol Halperin	C/O Vital Therapies, Inc. 15010 Avenue Of Science, Suite 200 San Diego CA 92128		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-04-23	8,333	$12.00	8,333	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-04-23	6,191	$12.00	6,191	No	4	P	Indirect	By Reporting Person and his wife
Common Stock	Acquisiton	2014-04-23	39,417	$0.00	45,608	No	4	C	Indirect	By Reporting Person and his wife

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	By Reporting Person and his wife
No	4	C	Indirect	By Reporting Person and his wife

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Senior Convertible Preferred Stock	Disposition	2014-04-23	39,417	$0.00	39,417	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	40,000	Direct

Footnotes

Shares held by Errol Halperin IRA FBO Errol Halperin
Each share of Senior Convertible Preferred Stock automatically converted into the Registrant's common stock on a one-for-one basis immediately prior to the closing of the Registrant's initial public offering and had no expiration date.