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Filing Details

Accession Number:: 0001513905-14-000012
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-04-23 17:24:00
Reporting Period:: 2014-04-21

Filing Date:: 2014-04-23
Accepted Time:: 2014-04-23 17:24:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122388	Ellie Mae Inc	ELLI	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1513905	Jonathan Corr	C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588	President & Coo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-04-21	5,459	$5.45	129,959	No	4	M	Direct
Common Stock	Disposition	2014-04-21	5,459	$25.23	124,500	No	4	S	Direct
Common Stock	Acquisiton	2014-04-21	1,041	$5.02	125,541	No	4	M	Direct
Common Stock	Disposition	2014-04-21	1,041	$25.23	124,500	No	4	S	Direct
Common Stock	Disposition	2014-04-22	6,875	$25.14	117,625	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2014-04-21	1,041	$0.00	1,041	$5.02
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2014-04-21	5,459	$0.00	5,459	$5.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,334		2021-08-17	No	4	M	Direct
110,160		2021-12-19	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	58,099	Indirect	by Trust

Footnotes

The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Jonathan H. Corr.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $25.14 to $25.34, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
Reflects shares of common stock issued and sold in connection with the Compensation Committee of the Board of Directors certification on March 20, 2014 of the achievement of performance goals under the 2013 performance share awards. 25% of the total shares awarded were issued as fully vested shares on or about April 21, 2014. An additional 25% of the total shares awarded will vest on each of March 20, 2015, March 20, 2016, and March 20, 2017, subject to continuous service through such dates.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $25.06 to $25.183, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
Option vests with respect to 25% of the shares subject thereto on August 17, 2012, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on August 17, 2015.
The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
Option vests with respect to 25% of the shares subject thereto on December 19, 2012, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on December 19, 2015.