Filing Details
- Accession Number:
- 0000950142-14-000941
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-23 16:48:56
- Reporting Period:
- 2014-04-21
- Filing Date:
- 2014-04-23
- Accepted Time:
- 2014-04-23 16:48:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
876378 | Transenterix Inc. | TRXC | Surgical & Medical Instruments & Apparatus (3841) | 112962080 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1172252 | N Andrew Schiff | 888 Seventh Avenue 30Th Fl New York NY 10106 | Yes | No | Yes | No | |
1250195 | Steve Elms | 888 Seventh Avenue 30Th Fl New York NY 10106 | No | No | Yes | No | |
1297291 | J Dennis Purcell | 888 Seventh Avenue 30Th Fl New York NY 10106 | No | No | Yes | No | |
1444717 | Aisling Capital Iii Lp | 888 Seventh Avenue 30Th Fl New York NY 10106 | No | No | Yes | No | |
1532634 | Aisling Capital Partners Iii Lp | 888 Seventh Avenue 30Th Fl New York NY 10106 | No | No | Yes | No | |
1532635 | Aisling Capital Partners Iii Llc | 888 Seventh Avenue 30Th Fl New York NY 10106 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-21 | 1,037,767 | $4.00 | 8,335,819 | No | 4 | P | Indirect | By Aisling Capital III, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Aisling Capital III, LP |
Footnotes
- On March 31, 2014, the Issuer implemented a reverse stock split of its common stock at a ratio of 1-for-5, resulting in Aisling Capital III, LP's ("Aisling") ownership of 29,192,208 fewer shares of common stock.
- These shares of common stock are owned directly by Aisling, and held indirectly by Aisling Capital Partners III, LP ("Aisling GP") , as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners and the Managers share voting and dispositive power over the shares directly held by Aisling. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of its pecuniary interest therein. (Continued in Footnote 3)
- (Continued from Footnote 2) Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.