Filing Details
- Accession Number:
- 0001002225-14-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-22 20:39:23
- Reporting Period:
- 2014-04-21
- Filing Date:
- 2014-04-22
- Accepted Time:
- 2014-04-22 19:39:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559426 | Todd Gottula | 600 Townsend Street San Francisco CA 94103 | Evp & Cto, Global Solutn Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-21 | 239 | $12.75 | 67,910 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-21 | 110 | $27.75 | 67,800 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-04-21 | 48 | $27.75 | 67,752 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-04-21 | 233 | $17.91 | 67,985 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-21 | 151 | $27.75 | 67,834 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-04-21 | 31 | $27.75 | 67,803 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-04-21 | 478 | $17.80 | 68,281 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-21 | 307 | $27.75 | 67,974 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-04-21 | 64 | $27.75 | 67,910 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-04-21 | 246 | $12.75 | 68,156 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-21 | 114 | $27.75 | 68,042 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-04-21 | 49 | $27.75 | 67,993 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-04-21 | 234 | $17.91 | 68,227 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-21 | 152 | $27.75 | 68,075 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-04-21 | 31 | $27.75 | 68,044 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-04-22 | 373 | $27.86 | 67,671 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2014-04-21 | 239 | $0.00 | 239 | $12.75 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-04-21 | 246 | $0.00 | 246 | $12.75 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-04-21 | 478 | $0.00 | 478 | $17.80 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-04-21 | 233 | $0.00 | 233 | $17.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-04-21 | 234 | $0.00 | 234 | $17.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 731 | 2011-05-14 | 2020-05-14 | No | 4 | M | Direct |
| 485 | 2011-05-14 | 2020-05-14 | No | 4 | M | Direct |
| 11,948 | 2013-05-14 | 2022-05-14 | No | 4 | M | Direct |
| 6,534 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 6,300 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 30 August 2013
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.
- Shares beneficially reported include Restricted Stock Units and Performance Stock Units reported at maximum potential payout level.
Billionaire Hedge Funds
