Filing Details

Accession Number:
0000045012-14-000184
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-21 16:26:53
Reporting Period:
2014-04-17
Filing Date:
2014-04-21
Accepted Time:
2014-04-21 16:26:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
45012 Halliburton Co HAL Oil & Gas Field Services, Nec (1389) 752677995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198405 J David Lesar 3000 N. Sam Houston Parkway E.
Houston TX 77032
Chairman, Pres. And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-04-17 13,345 $61.04 576,180 No 4 S Direct
Common Stock Acquisiton 2014-04-17 40,000 $33.17 616,180 No 4 M Direct
Common Stock Disposition 2014-04-17 40,000 $61.02 576,372 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Buy Common Stock Disposition 2014-04-17 40,000 $0.00 78,699 $33.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,699 2006-12-06 2016-12-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,308 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Buy Common Stock $50.62 2013-12-04 2023-12-04 137,900 137,900 Direct
Common Stock Option to Buy Common Stock $33.50 2012-12-05 2022-12-05 208,900 208,900 Direct
Common Stock Option to Buy Common Stock $35.57 2011-12-06 2021-12-06 141,900 141,900 Direct
Common Stock Option to Buy Common Stock $39.19 2010-12-01 2020-12-01 108,000 108,000 Direct
Common Stock Option to Buy Common Stock $29.35 2009-12-01 2019-12-01 128,400 128,400 Direct
Common Stock Option to Buy Common Stock $36.90 2007-12-05 2017-12-05 110,700 110,700 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-12-04 137,900 137,900 Direct
2022-12-05 208,900 208,900 Direct
2021-12-06 141,900 141,900 Direct
2020-12-01 108,000 108,000 Direct
2019-12-01 128,400 128,400 Direct
2017-12-05 110,700 110,700 Direct
Footnotes
  1. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2014.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.01to $61.06, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Includes 191.72 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended March, 2014.
  4. Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2014.