Filing Details
- Accession Number:
- 0001112679-10-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 19:55:44
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 19:55:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1358153 | Tom Carson | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp, Ww Sales And Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-01 | 1,042 | $15.73 | 14,542 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 1,042 | $55.48 | 13,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-01 | 21,249 | $13.53 | 34,749 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 21,249 | $55.39 | 13,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-01 | 3,125 | $30.00 | 16,625 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 3,125 | $55.39 | 13,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-12-01 | 1,042 | $0.00 | 1,042 | $15.73 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-12-01 | 21,249 | $0.00 | 21,249 | $13.53 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-12-01 | 3,125 | $0.00 | 3,125 | $30.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,125 | 2016-03-01 | No | 4 | M | Direct | |
42,505 | 2013-06-01 | No | 4 | M | Direct | |
34,375 | 2016-09-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated September 2, 2008.
- Shares sold on the Open Market are reported as an average sell price per share of $55.39; breakdown of shares sold and per share sale prices are as follows: 500 at $54.93; 800 at $54.94; 200 at $54.95; 200 at $54.96; 200 at $54.97; 100 at $54.98; 100 at $54.99; 100 at $55.15; 1,980 at $55.16; 1,220 at $55.17; 4,100 at $55.18; 600 at $55.19; 1,200 at $55.20; 200 at $55.21; 100 at $55.22; 1,000 at $55.23; 300 at $55.24; 600 at $55.25; 400 at $55.26; 400 at $55.28; 200 at $55.29; 1,500 at $55.50; 300 at $55.51; 300 at $55.52; 200 at $55.53; 100 at $55.54; 100 at $55.55; 100 at $55.56; 300 at $55.57; 100 at $55.59; 496 at $55.64; 100 at $55.65; 499 at $55.70; 405 at $55.71; 139 at $55.75; 100 at $55.77; 831 at $55.78; 374 at $55.79; 200 at $55.80; 100 at $55.82; 200 at $55.85; 200 at $55.87; 100 at $55.88; 200 at $55.89; 2,330 at $55.90; 100 at $55.91; 100 at $55.94; 200 at $55.95 and 200 at $55.96.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated May 20, 2010.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.