Filing Details

Accession Number:
0001112679-10-000083
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-03 19:55:44
Reporting Period:
2010-12-01
Filing Date:
2010-12-03
Accepted Time:
2010-12-03 19:55:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358153 Tom Carson C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp, Ww Sales And Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-01 1,042 $15.73 14,542 No 4 M Direct
Common Stock Disposition 2010-12-01 1,042 $55.48 13,500 No 4 S Direct
Common Stock Acquisiton 2010-12-01 21,249 $13.53 34,749 No 4 M Direct
Common Stock Disposition 2010-12-01 21,249 $55.39 13,500 No 4 S Direct
Common Stock Acquisiton 2010-12-01 3,125 $30.00 16,625 No 4 M Direct
Common Stock Disposition 2010-12-01 3,125 $55.39 13,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2010-12-01 1,042 $0.00 1,042 $15.73
Common Stock Employee Stock Options (right to buy) Disposition 2010-12-01 21,249 $0.00 21,249 $13.53
Common Stock Employee Stock Options (right to buy) Disposition 2010-12-01 3,125 $0.00 3,125 $30.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,125 2016-03-01 No 4 M Direct
42,505 2013-06-01 No 4 M Direct
34,375 2016-09-01 No 4 M Direct
Footnotes
  1. Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
  2. Sold pursuant to Mr. Carson's 10b5-1 plan dated September 2, 2008.
  3. Shares sold on the Open Market are reported as an average sell price per share of $55.39; breakdown of shares sold and per share sale prices are as follows: 500 at $54.93; 800 at $54.94; 200 at $54.95; 200 at $54.96; 200 at $54.97; 100 at $54.98; 100 at $54.99; 100 at $55.15; 1,980 at $55.16; 1,220 at $55.17; 4,100 at $55.18; 600 at $55.19; 1,200 at $55.20; 200 at $55.21; 100 at $55.22; 1,000 at $55.23; 300 at $55.24; 600 at $55.25; 400 at $55.26; 400 at $55.28; 200 at $55.29; 1,500 at $55.50; 300 at $55.51; 300 at $55.52; 200 at $55.53; 100 at $55.54; 100 at $55.55; 100 at $55.56; 300 at $55.57; 100 at $55.59; 496 at $55.64; 100 at $55.65; 499 at $55.70; 405 at $55.71; 139 at $55.75; 100 at $55.77; 831 at $55.78; 374 at $55.79; 200 at $55.80; 100 at $55.82; 200 at $55.85; 200 at $55.87; 100 at $55.88; 200 at $55.89; 2,330 at $55.90; 100 at $55.91; 100 at $55.94; 200 at $55.95 and 200 at $55.96.
  4. Sold pursuant to Mr. Carson's 10b5-1 plan dated May 20, 2010.
  5. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  7. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.