Filing Details

Accession Number:
0001112679-10-000082
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-03 19:52:38
Reporting Period:
2010-12-02
Filing Date:
2010-12-03
Accepted Time:
2010-12-03 19:52:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338176 James Budge C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-02 3,750 $15.73 36,000 No 4 M Direct
Common Stock Disposition 2010-12-02 3,750 $54.64 32,250 No 4 S Direct
Common Stock Acquisiton 2010-12-02 24,999 $13.53 57,249 No 4 M Direct
Common Stock Disposition 2010-12-02 24,999 $54.64 32,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-12-02 3,750 $0.00 3,750 $15.73
Common Stock Employee Stock Option (right to buy) Disposition 2010-12-02 24,999 $0.00 24,999 $13.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,750 2016-03-01 No 4 M Direct
50,003 2013-06-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,075 Indirect Budge Family Trust
Footnotes
  1. Shares sold pursuant to Mr. Budge's 10b5-1 plan dated May 11, 2010.
  2. Shares sold on the open market are reported as an average sell price per share of $54.64; breakdown of shares sold and per share sale prices are as follows: 495 at $54.37; 1,205 at $54.38; 1,150 at $54.39; 250 at $54.40; 200 at $54.41; 100 at $54.43; 100 at $54.44; 100 at $54.45; 100 at $54.46; 400 at $54.47; 1,000 at $54.48; 400 at $54.49; 500 at $54.50; 300 at $54.51; 400 at $54.52; 500 at $54.53; 100 at $54.54; 200 at $54.58; 200 at $54.59; 600 at $54.60; 700 at $54.61; 1,200 at $54.62; 200 at $54.63; 722 at $54.64; 347 at $54.65; 1,738 at $54.66; 1,848 at $54.67; 793 at $54.68; 1,590 at $54.69; 2,400 at $54.70; 1,130 at $54.71; 1,952 at $54.72; 929 at $54.73; 100 at $54.74; 1,600 at $54.75; 229 at $54.76; 571 at $54.78; 100 at $54.80; 200 at $54.82; 200 at $54.84; 300 at $54.85; 300 at $54.87; 200 at $54.88; 100 at $54.90; 200 at $54.91; 200 at $54.97; 200 at $55.00; 200 at $55.02 and 200 at $55.04.
  3. Mr. Budge and his wife are co-trustees of the Budge Family Trust.
  4. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  5. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.