Filing Details
- Accession Number:
- 0001112679-10-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 19:52:38
- Reporting Period:
- 2010-12-02
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 19:52:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1338176 | James Budge | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-02 | 3,750 | $15.73 | 36,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-02 | 3,750 | $54.64 | 32,250 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-02 | 24,999 | $13.53 | 57,249 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-02 | 24,999 | $54.64 | 32,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-02 | 3,750 | $0.00 | 3,750 | $15.73 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-02 | 24,999 | $0.00 | 24,999 | $13.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,750 | 2016-03-01 | No | 4 | M | Direct | |
50,003 | 2013-06-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,075 | Indirect | Budge Family Trust |
Footnotes
- Shares sold pursuant to Mr. Budge's 10b5-1 plan dated May 11, 2010.
- Shares sold on the open market are reported as an average sell price per share of $54.64; breakdown of shares sold and per share sale prices are as follows: 495 at $54.37; 1,205 at $54.38; 1,150 at $54.39; 250 at $54.40; 200 at $54.41; 100 at $54.43; 100 at $54.44; 100 at $54.45; 100 at $54.46; 400 at $54.47; 1,000 at $54.48; 400 at $54.49; 500 at $54.50; 300 at $54.51; 400 at $54.52; 500 at $54.53; 100 at $54.54; 200 at $54.58; 200 at $54.59; 600 at $54.60; 700 at $54.61; 1,200 at $54.62; 200 at $54.63; 722 at $54.64; 347 at $54.65; 1,738 at $54.66; 1,848 at $54.67; 793 at $54.68; 1,590 at $54.69; 2,400 at $54.70; 1,130 at $54.71; 1,952 at $54.72; 929 at $54.73; 100 at $54.74; 1,600 at $54.75; 229 at $54.76; 571 at $54.78; 100 at $54.80; 200 at $54.82; 200 at $54.84; 300 at $54.85; 300 at $54.87; 200 at $54.88; 100 at $54.90; 200 at $54.91; 200 at $54.97; 200 at $55.00; 200 at $55.02 and 200 at $55.04.
- Mr. Budge and his wife are co-trustees of the Budge Family Trust.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.