Filing Details
- Accession Number:
- 0001181431-14-016477
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-17 19:37:27
- Reporting Period:
- 2014-04-15
- Filing Date:
- 2014-04-17
- Accepted Time:
- 2014-04-17 19:37:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1548309 | Sears Hometown & Outlet Stores Inc. | SHOS | Retail-Department Stores (5311) | 800808358 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 860585 | Rbs Partners, L.p. | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
| 923727 | Esl Partners, L.p. | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
| 1126396 | Esl Investments, Inc. | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
| 1183200 | S Edward Lampert | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
| 1249797 | Rbs Investment Management, L.l.c. | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
| 1249801 | Esl Institutional Partners, L.p. | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
| 1251868 | Crk Partners Llc | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
| 1553666 | Spe Master I, L.p. | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
| 1553667 | Spe I Partners, L.p. | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-04-15 | 31,509 | $20.03 | 5,390,375 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-04-16 | 121,365 | $20.62 | 5,511,740 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-04-17 | 20,700 | $21.53 | 5,532,440 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 4,771,352 | Indirect | See Footnotes |
| Common Stock, Par Value $0.01 Per Share | 442,928 | Indirect | See Footnotes |
| Common Stock, Par Value $0.01 Per Share | 569,630 | Indirect | See Footnotes |
| Common Stock, Par Value $0.01 Per Share | 2,336 | Indirect | See Footnotes |
| Common Stock, Par Value $0.01 Per Share | 170 | Indirect | See Footnotes |
Footnotes
- This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), SPE I Partners, LP ("SPE I"), SPE Master I, LP ("SPE Master I"), RBS Partners, L.P. ("RBS"), ESL Institutional Partners, L.P. ("Institutional"), RBS Investment Management, L.L.C. ("RBSIM"), CRK Partners, LLC ("CRK LLC") and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE I, SPE Master I, Institutional and CRK LLC are the direct beneficial owners of the securities covered by this statement.
- RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners, SPE I and SPE Master I. RBSIM is the general partner of, and may be deemed to beneficially own securities owned by, Institutional. ESL is the general partner of RBS, the sole member of CRK LLC and the manager of RBSIM. ESL may be deemed to beneficially own securities owned by RBS, CRK LLC and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.
- The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
- The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- Represents shares of common stock of Sears Hometown and Outlet Stores, Inc. (the "Issuer"), par value $0.01 per share ("Shares") directly beneficially owned by Partners.
- Represents Shares directly beneficially owned by SPE I.
- Represents Shares directly beneficially owned by SPE Master I.
- Represents Shares directly beneficially owned by Institutional.
- Represents Shares directly beneficially owned by CRK LLC.
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