Filing Details
- Accession Number:
- 0001140361-14-017056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-17 18:23:10
- Reporting Period:
- 2014-04-16
- Filing Date:
- 2014-04-17
- Accepted Time:
- 2014-04-17 18:23:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491429 | Matthew Brian Condon | 225 Franklin Street Boston MA 02110 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Tri-Continental Corporation Common Stock | Acquisiton | 2014-04-16 | 1,000 | $20.06 | 5,645 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2014-04-17 | 189 | $20.13 | 5,834 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2014-04-17 | 166 | $20.05 | 6,000 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2014-04-17 | 1,000 | $20.04 | 7,000 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2014-04-17 | 500 | $20.06 | 7,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |