Filing Details
- Accession Number:
- 0000851169-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-17 15:56:34
- Reporting Period:
- 2014-04-17
- Filing Date:
- 2014-04-17
- Accepted Time:
- 2014-04-17 15:56:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851169 | Brookfield Total Return Fund Inc | HTR | () | 132529369 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242538 | L Rodman Drake | C/O Brookfield Investment Management Inc Brookfield Place, 250 Vesey St, 15Th Fl New York NY 10281-1023 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-04-17 | 1,000 | $24.23 | 6,322 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- sold from profit sharing account
- Direct OwnershipROTH IRA = 2,178.577Profit Sharing Account = 3.618.270 Shares after sale of 1,000 Shares reported in this filingIndirect OwnershipPhilip Drake Trust = 762.3906Stephen Drake Trust = 762.3906Total Shares, (Direct and Indirect) after this transaction = 6,321.6282