Filing Details
- Accession Number:
- 0000950138-14-000388
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-17 08:32:22
- Reporting Period:
- 2014-04-16
- Filing Date:
- 2014-04-17
- Accepted Time:
- 2014-04-17 08:32:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890491 | Barnes & Noble Inc | BKS | Retail-Miscellaneous Shopping Goods Stores (5940) | 061196501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
927587 | Leonard Riggio | C/O Barnes &Amp; Noble, Inc. 122 Fifth Avenue New York, NY 10011 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-04-16 | 2,565,440 | $17.30 | 7,594,491 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-04-16 | 1,134,560 | $17.30 | 3,029,141 | No | 4 | S | Indirect | By Trust and Corp. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust and Corp. |
Footnotes
- Privately negotiated block trade.
- Of these shares, 712,473 shares are owned indirectly in a rabbi trust established by the Issuer for the benefit of the Reporting Person, and 2,316,668 shares are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and Louise Riggio.