Filing Details
- Accession Number:
- 0001209191-14-027987
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-16 20:20:08
- Reporting Period:
- 2014-04-14
- Filing Date:
- 2014-04-16
- Accepted Time:
- 2014-04-16 19:20:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1529196 | J Mark Foley | 4698 Willow Road Pleasanton CA 94588 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-04-14 | 4,667 | $16.98 | 712,761 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-04-14 | 3,323 | $18.03 | 709,438 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-04-16 | 3,800 | $18.07 | 705,638 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents the number of shares withheld by and surrendered to the Issuer on April 14, 2014, to satisfy tax withholding obligations that arose in connection with the vesting of the RSU grant on August 23, 2012 of 429,333 shares. The initial grant vested with respect to 25% of the total shares of the underlying RSU on October 13, 2013 and the remaining shares shall vest monthly thereafter in 36 equal installments.
- The sales reported in this FORM 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on January 17, 2014.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.22 inclusive. The reporting person undertakes to provide to ZELTIQ Aesthetics, Inc., any security holder of ZELTIQ Aesthetics, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.16 inclusive. The reporting person undertakes to provide to ZELTIQ Aesthetics, Inc., any security holder of ZELTIQ Aesthetics, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.