Filing Details
- Accession Number:
- 0001181431-14-016338
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-16 17:43:19
- Reporting Period:
- 2014-04-14
- Filing Date:
- 2014-04-16
- Accepted Time:
- 2014-04-16 17:43:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1173236 | John Chisholm | 10603 W. Sam Houston Parkway N. Suite 300 Houston TX 77064 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-04-14 | 20,000 | $29.12 | 420,891 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,470 | Indirect | ProTechnics II |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $2.30 | 2004-12-23 | 2014-12-22 | 332 | 332 | Direct |
| Common Stock | Stock Option | $9.40 | 2005-12-22 | 2015-12-21 | 20,000 | 20,332 | Direct |
| Common Stock | Stock Option | $2.51 | 2009-02-16 | 2015-02-16 | 26,668 | 47,000 | Direct |
| Common Stock | Stock Option | $1.02 | 2009-12-22 | 2015-12-22 | 400,000 | 447,000 | Direct |
| Common Stock | Stock Option | $2.17 | 2010-11-10 | 2016-11-10 | 300,000 | 747,000 | Direct |
| Common Stock | Stock Option | $9.19 | 2011-04-08 | 2017-04-08 | 400,000 | 1,147,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-12-22 | 332 | 332 | Direct |
| 2015-12-21 | 20,000 | 20,332 | Direct |
| 2015-02-16 | 26,668 | 47,000 | Direct |
| 2015-12-22 | 400,000 | 447,000 | Direct |
| 2016-11-10 | 300,000 | 747,000 | Direct |
| 2017-04-08 | 400,000 | 1,147,000 | Direct |
Footnotes
- Disposition on April 14, 2014 of 20,000 shares at approximately $29.1245 per share pursuant to a Rule 10b5-1 Trading Plan.
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