Filing Details
- Accession Number:
- 0001573365-14-000002
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-04-16 15:51:25
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-04-16
- Accepted Time:
- 2014-04-16 14:51:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1025877 | Dcb Financial Corp | DCBF.OB | State Commercial Banks (6022) | 311469837 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252362 | R Thomas Whitney | Executive Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Dcb Financial Corp Common Stock | Acquisiton | 2012-12-19 | 5,300 | $3.65 | 16,733 | No | 4 | P | Indirect | 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | 401(k) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Dcb Financial Corp Common Stock | 8,645 | Direct | |
Dcb Financial Corp Common Stock | 606 | Indirect | Spouse's IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $23.40 | 2005-06-23 | 2014-06-22 | 981 | 18,963 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $25.40 | 2006-06-13 | 2015-06-12 | 1,163 | 18,963 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $30.70 | 2007-06-21 | 2016-06-20 | 1,202 | 18,963 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $23.00 | 2008-06-20 | 2017-06-19 | 1,653 | 18,963 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $16.90 | 2009-02-20 | 2018-02-19 | 2,316 | 18,963 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $9.00 | 2010-06-17 | 2019-06-16 | 2,219 | 18,963 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $3.50 | 2011-12-21 | 2020-12-20 | 6,429 | 18,963 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $4.50 | 2013-12-21 | 2022-12-20 | 3,000 | 18,963 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-06-22 | 981 | 18,963 | Direct |
2015-06-12 | 1,163 | 18,963 | Direct |
2016-06-20 | 1,202 | 18,963 | Direct |
2017-06-19 | 1,653 | 18,963 | Direct |
2018-02-19 | 2,316 | 18,963 | Direct |
2019-06-16 | 2,219 | 18,963 | Direct |
2020-12-20 | 6,429 | 18,963 | Direct |
2022-12-20 | 3,000 | 18,963 | Direct |
Footnotes
- Total Shares include 5,300 shares purchased on 12/19/2012. Transaction previously omitted.
- All options were previoulsy reported in aggregate.
- The options vest in five equal installments of 20 percent each year beginning one year after the grant of the options.
- Options granted 6/23/2004.
- Options granted 6/13/2005.
- Options granted 6/21/2006.
- Options granted 6/20/2007.
- Options granted 2/20/2008.
- Options granted 6/17/2009.
- Options granted 12/21/2010.
- Options granted 12/21/2012.