Filing Details

Accession Number:
0001573365-14-000002
Form Type:
5
Zero Holdings:
No
Publication Time:
2014-04-16 15:51:25
Reporting Period:
2013-12-31
Filing Date:
2014-04-16
Accepted Time:
2014-04-16 14:51:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1025877 Dcb Financial Corp DCBF.OB State Commercial Banks (6022) 311469837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1252362 R Thomas Whitney Executive Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Dcb Financial Corp Common Stock Acquisiton 2012-12-19 5,300 $3.65 16,733 No 4 P Indirect 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect 401(k)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Dcb Financial Corp Common Stock 8,645 Direct
Dcb Financial Corp Common Stock 606 Indirect Spouse's IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $23.40 2005-06-23 2014-06-22 981 18,963 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $25.40 2006-06-13 2015-06-12 1,163 18,963 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $30.70 2007-06-21 2016-06-20 1,202 18,963 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $23.00 2008-06-20 2017-06-19 1,653 18,963 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $16.90 2009-02-20 2018-02-19 2,316 18,963 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $9.00 2010-06-17 2019-06-16 2,219 18,963 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $3.50 2011-12-21 2020-12-20 6,429 18,963 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $4.50 2013-12-21 2022-12-20 3,000 18,963 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-06-22 981 18,963 Direct
2015-06-12 1,163 18,963 Direct
2016-06-20 1,202 18,963 Direct
2017-06-19 1,653 18,963 Direct
2018-02-19 2,316 18,963 Direct
2019-06-16 2,219 18,963 Direct
2020-12-20 6,429 18,963 Direct
2022-12-20 3,000 18,963 Direct
Footnotes
  1. Total Shares include 5,300 shares purchased on 12/19/2012. Transaction previously omitted.
  2. All options were previoulsy reported in aggregate.
  3. The options vest in five equal installments of 20 percent each year beginning one year after the grant of the options.
  4. Options granted 6/23/2004.
  5. Options granted 6/13/2005.
  6. Options granted 6/21/2006.
  7. Options granted 6/20/2007.
  8. Options granted 2/20/2008.
  9. Options granted 6/17/2009.
  10. Options granted 12/21/2010.
  11. Options granted 12/21/2012.