Filing Details
- Accession Number:
- 0001104659-14-028068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-16 13:45:43
- Reporting Period:
- 2014-04-16
- Filing Date:
- 2014-04-16
- Accepted Time:
- 2014-04-16 13:45:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1594879 | Zoe's Kitchen Inc. | ZOES | Retail-Eating Places (5812) | 510653504 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602832 | Rachel Phillips-Luther | C/O Zoes Kitchen, 5700 Granite Parkway Granite Park Building #2, Suite 455 Plano TX 75024 | Vice President Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-16 | 400 | $15.00 | 33,399 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-04-16 | 20,000 | $0.00 | 20,000 | $15.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2024-04-16 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 32,999 | Direct |
Footnotes
- These shares were purchased through a Directed Share Program in connection with Zoe's Kitchen, Inc.'s Initial Public Offering.
- 12,500 shares under the option will vest immediately on April 16, 2014 and the remainder of which will vest in four equal annual installments on April 16, 2015, 2016, 2017 and 2018.