Filing Details
- Accession Number:
- 0001104659-14-028062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-16 13:44:28
- Reporting Period:
- 2014-04-16
- Filing Date:
- 2014-04-16
- Accepted Time:
- 2014-04-16 13:44:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1594879 | Zoe's Kitchen Inc. | ZOES | Retail-Eating Places (5812) | 510653504 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1603093 | Thomas Baldwin | C/O Roi Acquisition Corp Ii 601 Lexington Avenue, 51St Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-16 | 8,333 | $15.00 | 8,333 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2014-04-16 | 3,333 | $0.00 | 3,333 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,333 | No | 4 | A | Direct |
Footnotes
- These shares were purchased through a Directed Share Program in connection with Zoe's Kitchen, Inc.'s Initial Public Offering.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- The restricted stock units will vest in three equal annual installments beginning on April 16, 2015.
Billionaire Hedge Funds
