Filing Details
- Accession Number:
- 0001140361-14-016853
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-16 12:56:36
- Reporting Period:
- 2014-04-14
- Filing Date:
- 2014-04-16
- Accepted Time:
- 2014-04-16 12:56:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368622 | Aerovironment Inc | AVAV | Aircraft (3721) | 952705790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 943627 | F Joseph Alibrandi | C/O Aerovironment, Inc. 181 W. Huntington Drive, Suite 202 Monrovia CA 91016 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-14 | 2,000 | $22.38 | 12,631 | No | 4 | M | Indirect | See footnote |
| Common Stock | Acquisiton | 2014-04-14 | 2,100 | $24.57 | 14,731 | No | 4 | M | Indirect | See footnote |
| Common Stock | Acquisiton | 2014-04-14 | 1,600 | $29.79 | 16,331 | No | 4 | M | Indirect | See footnote |
| Common Stock | Acquisiton | 2014-04-14 | 1,000 | $25.77 | 17,331 | No | 4 | M | Indirect | See footnote |
| Common Stock | Disposition | 2014-04-14 | 4,964 | $35.07 | 12,367 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | See footnote |
| No | 4 | M | Indirect | See footnote |
| No | 4 | M | Indirect | See footnote |
| No | 4 | M | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-04-14 | 2,000 | $0.00 | 2,000 | $22.38 |
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-04-14 | 2,100 | $0.00 | 2,100 | $24.57 |
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-04-14 | 1,600 | $0.00 | 1,600 | $29.79 |
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-04-14 | 1,000 | $0.00 | 1,000 | $25.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-06-22 | No | 4 | M | Direct | |
| 1,400 | 2020-06-22 | No | 4 | M | Direct | |
| 2,400 | 2021-05-11 | No | 4 | M | Direct | |
| 4,000 | 2022-06-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Direct |
Footnotes
- Held by the Alibrandi Family Trust Dated November 14, 1972, of which Mr. Alibrandi is the trustee. Mr. Alibrandi disclaims beneficial ownership of any securities in which he doesn't have a pecuniary interest.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $34.89 - $35.16. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The options vest in five equal annual installments beginning one year from June 22, 2007.
- The options vest in five equal annual installments beginning one year from June 22, 2010.
- The options vest in five equal annual installments beginning one year from May 11, 2011.
- The options vest in five equal annual installments beginning one year from June 21, 2012.
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