Filing Details

Accession Number:
0001140361-14-016808
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-15 17:43:18
Reporting Period:
2014-04-11
Filing Date:
2014-04-15
Accepted Time:
2014-04-15 17:43:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808450 Navistar International Corp NAV Motor Vehicles & Passenger Car Bodies (3711) 363359573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
921669 C Carl Icahn C/O Icahn Associates Holding Llc
767 Fifth Ave., Suite 4700
New York NY 10153
No No Yes No
928464 Partnership Limited River High 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1313666 Icahn Partners Lp 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1322827 Icahn Partners Master Fund Lp 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-11 302,489 $33.21 13,612,224 No 4 P Indirect please see all footnotes
Common Stock Acquisiton 2014-04-14 400,000 $33.31 14,012,224 No 4 P Indirect please see all footnotes
Common Stock Acquisiton 2014-04-15 325,300 $33.31 14,337,524 No 4 P Indirect please see all footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect please see all footnotes
No 4 P Indirect please see all footnotes
No 4 P Indirect please see all footnotes
Footnotes
  1. High River Limited Partnership ("High River") directly beneficially owns 2,867,504 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 6,806,903 Shares, and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,663,117 Shares.
  2. Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III.
  3. Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
  4. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
  5. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.