Filing Details
- Accession Number:
- 0001209191-14-027515
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-15 16:01:09
- Reporting Period:
- 2014-04-14
- Filing Date:
- 2014-04-15
- Accepted Time:
- 2014-04-15 16:01:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1054274 | Alliqua Inc. | ALQA | Surgical & Medical Instruments & Apparatus (3841) | 582349413 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
816284 | Celgene Corp /De/ | 86 Morris Avenue Summit NJ 07901 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-14 | 714,286 | $7.00 | 2,386,760 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2014-04-14 | 142,857 | $0.00 | 142,857 | $10.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
142,857 | 2014-10-15 | 2019-04-14 | No | 4 | A | Direct |
Footnotes
- The warrant was issued to the reporting person in connection with its purchase of 714,286 shares of Common Stock of the Issuer in a private placement.