Filing Details
- Accession Number:
- 0001140361-14-016697
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-04-15 11:30:23
- Reporting Period:
- 2012-12-14
- Filing Date:
- 2014-04-15
- Accepted Time:
- 2014-04-15 11:30:23
- Original Submission Date:
- 2012-12-21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1322866 | Kodiak Oil & Gas Corp | KOG | Oil & Gas Field Exploration Services (1382) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1523048 | D. Russ Cunningham | 1625 Broadway Suite 250 Denver CO 80202 | Executive Vp - Exploration | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-14 | 11,000 | $2.30 | 181,901 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-12-14 | 60,000 | $3.16 | 241,901 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-18 | 71,000 | $9.18 | 170,901 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2012-12-14 | 60,000 | $0.00 | 60,000 | $3.16 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2012-12-14 | 11,000 | $0.00 | 11,000 | $2.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,000 | 2008-05-01 | 2018-05-01 | No | 4 | M | Direct |
| 56,000 | 2020-01-04 | No | 4 | M | Direct |
Footnotes
- The price reported is the average weighted sales price. Individual sales prices ranged from $9.155 to $9.22. The reporting person will undertake to provide upon request a detailed breakout of the pricing.
- Vest as follows: 1/3 on 1/4/11; 1/3 on 1/4/12 and 1/3 on 1/4/13.
Billionaire Hedge Funds
