Filing Details
- Accession Number:
- 0001206774-14-001231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-15 10:25:57
- Reporting Period:
- 2014-04-14
- Filing Date:
- 2014-04-15
- Accepted Time:
- 2014-04-15 10:25:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880562 | Daegis Inc. | DAEG | Services-Prepackaged Software (7372) | 942710559 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1424399 | Robert Bozeman | 600 E. Las Colinas Blvd. Suite 1500 Irving TX 75039 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-11 | 5,000 | $1.36 | 10,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $6.25 | 2018-01-14 | 4,000 | 4,000 | Direct | |
| Common Stock | Stock Option | $6.40 | 2018-05-02 | 5,000 | 5,000 | Direct | |
| Common Stock | Stock Option | $2.60 | 2019-05-05 | 6,500 | 6,500 | Direct | |
| Common Stock | Stock Option | $3.56 | 2020-05-04 | 10,000 | 10,000 | Direct | |
| Common Stock | Stock Option | $2.90 | 2021-05-02 | 5,000 | 5,000 | Direct | |
| Common Stock | Stock Option | $1.92 | 2021-07-01 | 7,500 | 7,500 | Direct | |
| Common Stock | Stock Option | $1.40 | 2022-05-01 | 12,500 | 12,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-01-14 | 4,000 | 4,000 | Direct |
| 2018-05-02 | 5,000 | 5,000 | Direct |
| 2019-05-05 | 6,500 | 6,500 | Direct |
| 2020-05-04 | 10,000 | 10,000 | Direct |
| 2021-05-02 | 5,000 | 5,000 | Direct |
| 2021-07-01 | 7,500 | 7,500 | Direct |
| 2022-05-01 | 12,500 | 12,500 | Direct |
Footnotes
- Option granted 01/14/2008 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
- Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
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