Filing Details
- Accession Number:
- 0001225208-14-010603
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-04-14 11:00:59
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-04-14
- Accepted Time:
- 2014-04-14 11:00:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466292 | Cordia Bancorp Inc | BVA | State Commercial Banks (6022) | 264700031 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358050 | C Jack Zoeller | 11730 Hull Street Road Midlothian VA 32112 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-21 | 890 | $0.04 | 105,665 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 35,673 | Indirect | By IRA 1 |
| Common Stock | 10,000 | Indirect | By IRA 2 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Founders Shares | $0.00 | 184,000 | 184,000 | Direct | ||
| Common Stock | Stock Option (right to buy) | $5.35 | 2014-03-27 | 2023-03-27 | 13,280 | 13,280 | Direct |
| Common Stock | Stock Option (right to buy) | $6.25 | 2012-10-26 | 2021-10-26 | 13,280 | 13,280 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 184,000 | 184,000 | Direct | |
| 2023-03-27 | 13,280 | 13,280 | Direct |
| 2021-10-26 | 13,280 | 13,280 | Direct |
Footnotes
- Founders shares are eligible for performance-based vesting based on the achievement of certain asset size thresholds and performance measures. Any shares for which such asset size and performance measures have not been met by 10/6/2016 will be forfeited. The reporting person may not exercise any voting rights or other rights of a shareholder unless the asset size and performance measures have been satisfied.
- Stock options vest in four equal annual installments beginning on March 27, 2014, the first anniversary of the date of the grant.
- Stock options vest in four equal annual installments beginning on October 26, 2012, the first anniversary of the date of the grant.
Billionaire Hedge Funds
