Filing Details
- Accession Number:
- 0001140361-14-016570
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-11 18:04:11
- Reporting Period:
- 2012-04-01
- Filing Date:
- 2014-04-11
- Accepted Time:
- 2014-04-11 18:04:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534643 | Permal Hedge Strategies Fund I | N/A | () | 453765979 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438070 | R. Isaac Souede | 900 3Rd Avenue #28 New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares | Acquisiton | 2012-04-01 | 125,568 | $3.98 | 125,568 | No | 4 | P | Direct | |
Shares | Acquisiton | 2013-01-01 | 125,568 | $0.00 | 0 | No | 4 | J | Direct | |
Institutional Shares | Acquisiton | 2013-01-01 | 125,568 | $0.00 | 125,568 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct |
Footnotes
- On April 1, 2012, the Reporting Person purchased $500,000.00 of Institutional Shares of the issuer at a price of $3.98 per share.
- On January 1, 2013, the Reporting Person exchanged 125,568.479 Shares for an equal number of Institutional Shares.