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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1568832	Rcs Capital Corp	RCAP	Security Brokers, Dealers & Flotation Companies (6211)	383894716

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248577	S Nicholas Schorsch	C/O Rcs Capital Corporation 405 Park Ave., 15Th Floor New York NY 10022	Exe. Chairman Of Board Of Dir.	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2014-04-11	10,000	$31.22	10,000	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-04-11	10,000	$32.66	20,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	24,051,499	Indirect	See footnote

Footnotes

This transaction was executed in multiple trades at prices ranging from $30.57 to $31.56. The price reflected above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
This transaction was executed in multiple trades at prices ranging from $31.90 to $33.08. The price reflected above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
The securities are held by RCAP Holdings, LLC, a manager-managed Delaware limited liability company. The Reporting Person is a manager and member of RCAP Holdings, LLC and disclaims pecuniary interest in the reported securities except to the extent of his economic interest therein.