Filing Details
- Accession Number:
- 0001046203-14-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-11 16:26:04
- Reporting Period:
- 2011-09-14
- Filing Date:
- 2014-04-11
- Accepted Time:
- 2014-04-11 16:26:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1046203 | Guaranty Federal Bancshares Inc | GFED | State Commercial Banks (6022) | 431792717 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211737 | D Kurt Hellweg | 4083 Eaglescliffe Springfield MO 65809 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-14 | 751 | $4.50 | 33,137 | No | 4 | P | Indirect | SELF TRUST |
Common Stock | Acquisiton | 2011-09-16 | 96 | $4.50 | 33,233 | No | 4 | P | Indirect | SELF TRUST |
Common Stock | Acquisiton | 2011-09-21 | 1,200 | $4.50 | 34,433 | No | 4 | P | Indirect | SELF TRUST |
Common Stock | Acquisiton | 2011-09-26 | 172 | $4.50 | 34,605 | No | 4 | P | Indirect | SELF TRUST |
Common Stock | Acquisiton | 2011-09-29 | 43 | $4.50 | 34,648 | No | 4 | P | Indirect | SELF TRUST |
Common Stock | Acquisiton | 2011-09-30 | 1,738 | $4.50 | 36,386 | No | 4 | P | Indirect | SELF TRUST |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | SELF TRUST |
No | 4 | P | Indirect | SELF TRUST |
No | 4 | P | Indirect | SELF TRUST |
No | 4 | P | Indirect | SELF TRUST |
No | 4 | P | Indirect | SELF TRUST |
No | 4 | P | Indirect | SELF TRUST |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,112 | Indirect | RESTRICTED |
Common Stock | 35,000 | Direct | |
Common Stock | 3,086 | Indirect | DRIP |
Footnotes
- The total of restricted common stock (8,112) takes into account the number of shares owned in September 2011 of 2,119 and Form 4 filed January 2012 for 2,315 shares, Form 4 filed January 2013 for 2,072 shares and Form 4 filed February 2014 for 1,606 shares for a total of 8,112 shares.
- The total number of shares of common stock owned directly was purchased in March 2014 and shown on Form 4 filed March 2014.
- The total number of shares of common stock owned by Mr. Hellweg through his Dividend Reinvestment Plan account which has not changed since September 30, 2011.