Filing Details
- Accession Number:
- 0001211836-14-000003
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-04-11 12:55:23
- Reporting Period:
- 2013-04-09
- Filing Date:
- 2014-04-11
- Accepted Time:
- 2014-04-11 12:55:23
- Original Submission Date:
- 2013-04-11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
799195 | Liberty All Star Equity Fund | USA | () | 042935840 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211836 | A John Benning | C/O Liberty All-Star Funds 1290 Broadway, Suite 1100 Denver CO 80203 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Disposition | 2013-04-09 | 5,100 | $5.13 | 34,481 | No | 4 | S | Direct | |
Common Shares Of Beneficial Interest | Disposition | 2013-04-09 | 5,000 | $5.13 | 29,481 | No | 4 | S | Direct | |
Common Shares Of Beneficial Interest | Disposition | 2013-04-09 | 900 | $5.13 | 28,581 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Share amount was updated as the initial filing over stated the shares sold.
- Due to the correction disclosed under footnote #1, subsequently updated amount of securities owned.
- Due to the correction disclosed under footnote #1, subsequently updated amount of securities owned.