Home > Insider Trading > Filing (0001209191-14-027125)

Filing Details

Accession Number:: 0001209191-14-027125
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-04-11 11:04:49
Reporting Period:: 2014-04-09

Filing Date:: 2014-04-11
Accepted Time:: 2014-04-11 11:04:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1594109	Grubhub Inc.	GRUB	Services-Business Services, Nec (7389)	462908664

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1602776	Spectrum Vi Investment Managers Fund, L.p.	C/O Spectrum Equity 333 Middlefield Road, Suite 200 Menlo Park CA 94025	No	No	No	Yes
1602779	Spectrum Vi Co-Investment Fund, L.p.	C/O Spectrum Equity 333 Middlefield Road, Suite 200 Menlo Park CA 94025	No	No	No	Yes
1602790	Sea Vi Management Llc	C/O Spectrum Equity 333 Middlefield Road, Suite 200 Menlo Park CA 94025	No	No	Yes	No
1602795	Aiv Chow Vi Sei	C/O Spectrum Equity 333 Middlefield Road, Suite 200 Menlo Park CA 94025	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-04-09	8,948,546	$0.00	8,948,546	No	4	C	Indirect	See Footnotes
Common Stock	Disposition	2014-04-09	1,342,282	$24.18	7,606,264	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Convertible Preferred Stock	Disposition	2014-04-09	8,948,546	$0.00	8,948,546	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect

Footnotes

The Series A Convertible Preferred Stock is convertible at any time, at the holder's election, into GrubHub Inc. Common Stock on a one-for-one basis and automatically converts immediately prior to the closing of a qualified initial public offering and has no expiration date. GrubHub Inc. (the "Issuer") closed its initial public offering on April 9, 2014 (the "IPO").
The Series A Convertible Preferred Stock of the Issuer that converted into shares of Common Stock of the Issuer in connection with the IPO is held by entities affiliated with Spectrum Equity as follows: (i) 8,923,490 shares held by SEI VI Chow AIV, L.P. ("SEI VI"), the general partner of which is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC, over which Brion B. Applegate, William P. Collatos, Victor E. Parker, Christopher T. Mitchell, Benjamin C. Spero, James J. Quagliaroli and Randy J. Henderson exercise voting and dispositive power, (ii) 21,566 shares held by Spectrum VI Investment Managers' Fund, L.P. ("IMF VI"), the general partner of which is SEA VI Management, LLC, over which Brion B. Applegate, William P. Collatos, Victor E. Parker, Christopher T. Mitchell, Benjamin C. Spero, James J. Quagliaroli and Randy J. Henderson exercise voting and dispositive power, and
(Continued from footnote 2) (iii) 3,490 shares held by Spectrum VI Co-Investment Fund, L.P. ("CIF VI" and together with SEI VI and IMF VI, the "Spectrum Funds"), the general partner of which is SEA VI Management, LLC, over which Brion B. Applegate, William P. Collatos, Victor E. Parker, Christopher T. Mitchell, Benjamin C. Spero, James J. Quagliaroli and Randy J. Henderson exercise voting and dispositive power.
The sale of the Common Stock by the Spectrum Funds in the IPO occurred as follows: (i) 1,338,523 shares were sold by SEI VI; (ii) 3,235 shares were sold by IMF VI; and (iii) 524 shares were sold by CIF VI.