Filing Details
- Accession Number:
- 0001040470-14-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-10 19:40:49
- Reporting Period:
- 2014-04-09
- Filing Date:
- 2014-04-10
- Accepted Time:
- 2014-04-10 19:40:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040470 | Aehr Test Systems | AEHR | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 942424084 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1055117 | J Rhea Posedel | C/O Aehr Test Systems 400 Kato Terrace Fremont CA 94539 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-09 | 4,237 | $0.85 | 48,290 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-04-09 | 1,137 | $2.85 | 47,153 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-04-09 | 300 | $2.86 | 46,853 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-04-09 | 2,200 | $2.87 | 44,653 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-04-09 | 200 | $2.89 | 44,453 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-04-09 | 400 | $2.90 | 44,053 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-04-10 | 1,330 | $0.85 | 45,383 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-04-10 | 1,000 | $2.84 | 44,383 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-04-10 | 330 | $2.85 | 44,053 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-04-09 | 4,237 | $0.00 | 4,237 | $0.85 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-04-10 | 1,330 | $0.00 | 1,330 | $0.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
53,263 | 2009-07-30 | 2014-06-30 | No | 4 | M | Direct |
51,993 | 2009-07-30 | 2014-06-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 966,381 | Indirect | By Trust |
Common Stock | 0 | Indirect | By Daughter |
Footnotes
- Mr. Rhea Posedel received a required minimum distribution from ESOP plan for CY 2013 of 1,967 shares on 3/14/13. The closing price on 3/14/13 was $0.81 per share. Mr. Rhea Posedel received a required minimum distribution from ESOP plan for CY 2013 of 486 shares on 10/30/13. The closing price on 10/3/13 was $2.61 per share.
- The number was reduced by 9,950 shares because these shares, held by Mr. Posedel's daughter, have been determined to no longer be beneficially owned by Mr. Posedel.
- One twenty-fourth (1/24) of the total number of shares became exercisable on this date and an additional one twenty-fourth (1/24) of the total number of shares became exercisable each month thereafter.