Filing Details
- Accession Number:
- 0000035527-14-000026
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-04-10 16:04:10
- Reporting Period:
- 2014-01-27
- Filing Date:
- 2014-04-10
- Accepted Time:
- 2014-04-10 16:04:10
- Original Submission Date:
- 2014-01-29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
35527 | Fifth Third Bancorp | FITB | State Commercial Banks (6022) | 310854434 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545429 | Steven Alonso | 38 Fountain Square Plaza Cincinnati OH 45263 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-27 | 49,183 | $9.82 | 122,289 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-27 | 22,858 | $21.13 | 99,431 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-01-27 | 8,515 | $21.13 | 90,916 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-01-27 | 2,719 | $21.29 | 88,197 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-27 | 5,639 | $21.24 | 82,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-27 | 3,991 | $21.23 | 78,567 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-27 | 3,810 | $21.22 | 122 | No | 4 | I | Indirect | by 401(k) plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | I | Indirect | by 401(k) plan |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2014-01-27 | 15,817 | $0.00 | 15,817 | $9.82 |
Common Stock | Stock Appreciation Rights | Disposition | 2014-01-27 | 49,183 | $0.00 | 49,183 | $9.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
260,388 | 2009-12-18 | 2019-12-18 | No | 4 | D | Direct |
211,205 | 2009-12-18 | 2019-12-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,500 | Indirect | by Spouse |
Footnotes
- The reporting person's intial Form 4 filing did not include the forfeiture of Stock Appreciation Rights pursuant ot the Interim Final Rule on TARP Standards for Compensation and Corporate Governance issued by the U.S. Department of the Treasury. This amendment is being filed to report this forefeiture of Stock Appreciation Rights as well as to correct the resulting amount of Common Stock received, disposed to the Issuer and withheld for taxes after excercise of the reporting person's Stock Appreciation Rights.
- Stock Appreciation Rights previously granted that are forefeited pursuant to the Interim Final Rule on TARP Standards for Compensation and Corporate Governance issued by the U.S. Department of the Treasury.
- Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- Granted pursuant to the Fifth Third Bancorp 2008 Incentive Compensation Plan. No consideration paid.
- Includes total number of Stock Appreciation Rights previously reported.