Filing Details

Accession Number:
0001181431-14-015942
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-09 21:02:53
Reporting Period:
2014-04-07
Filing Date:
2014-04-09
Accepted Time:
2014-04-09 21:02:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595974 Rubicon Project Inc. RUBI Services-Computer Programming, Data Processing, Etc. (7370) 208881738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1564708 News Corp 1211 Avenue Of The Americas
New York NY 10036
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2014-04-07 4,190,063 $0.00 0 No 4 J Direct
Class A Common Stock Acquisiton 2014-04-07 4,190,063 $0.00 4,190,063 No 4 J Direct
Class A Common Stock Acquisiton 2014-04-07 1,406,062 $0.00 5,596,125 No 4 C Direct
Class A Common Stock Disposition 2014-04-07 5,596,125 $0.00 0 No 4 J Direct
Common Stock Acquisiton 2014-04-07 5,596,125 $0.00 5,596,125 No 4 J Direct
Common Stock Disposition 2014-04-07 849,776 $15.00 4,746,349 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Direct
No 4 C Direct
No 4 J Direct
No 4 J Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Series D Convertible Preferred Stock Disposition 2014-04-07 2,812,124 $0.00 1,406,062 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Footnotes
  1. Each share of Class B Common Stock automatically converted into one share of Class A Common Stock immediately prior to the completion of the initial public offering of The Rubicon Project, Inc.'s (the "Issuer") Common Stock, which occurred on April 7, 2014. Such reclassification was exempt under Rule 16b-7 of the Securities Exchange Act of 1934, as amended.
  2. Each share of Series D Convertible Preferred Stock automatically converted into 1/2 of a share of Class A Common Stock upon completion of the Issuer's initial public offering of its Common Stock on April 7, 2014. The Convertible Preferred Stock had no expiration date.
  3. Pursuant to the Sixth Amended and Restated Certificate of Incorporation of the Issuer filed prior to the completion of the Issuer's initial public offering, each share of Class A Common Stock was reclassified and converted into one share of a single class of Common Stock on April 7, 2014. Such reclassification was exempt under Rule 16b-7 of the Securities Exchange Act of 1934, as amended.