Filing Details
- Accession Number:
- 0001181431-14-015942
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-09 21:02:53
- Reporting Period:
- 2014-04-07
- Filing Date:
- 2014-04-09
- Accepted Time:
- 2014-04-09 21:02:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1595974 | Rubicon Project Inc. | RUBI | Services-Computer Programming, Data Processing, Etc. (7370) | 208881738 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1564708 | News Corp | 1211 Avenue Of The Americas New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Disposition | 2014-04-07 | 4,190,063 | $0.00 | 0 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2014-04-07 | 4,190,063 | $0.00 | 4,190,063 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2014-04-07 | 1,406,062 | $0.00 | 5,596,125 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2014-04-07 | 5,596,125 | $0.00 | 0 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-04-07 | 5,596,125 | $0.00 | 5,596,125 | No | 4 | J | Direct | |
Common Stock | Disposition | 2014-04-07 | 849,776 | $15.00 | 4,746,349 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | C | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Series D Convertible Preferred Stock | Disposition | 2014-04-07 | 2,812,124 | $0.00 | 1,406,062 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- Each share of Class B Common Stock automatically converted into one share of Class A Common Stock immediately prior to the completion of the initial public offering of The Rubicon Project, Inc.'s (the "Issuer") Common Stock, which occurred on April 7, 2014. Such reclassification was exempt under Rule 16b-7 of the Securities Exchange Act of 1934, as amended.
- Each share of Series D Convertible Preferred Stock automatically converted into 1/2 of a share of Class A Common Stock upon completion of the Issuer's initial public offering of its Common Stock on April 7, 2014. The Convertible Preferred Stock had no expiration date.
- Pursuant to the Sixth Amended and Restated Certificate of Incorporation of the Issuer filed prior to the completion of the Issuer's initial public offering, each share of Class A Common Stock was reclassified and converted into one share of a single class of Common Stock on April 7, 2014. Such reclassification was exempt under Rule 16b-7 of the Securities Exchange Act of 1934, as amended.