Filing Details

Accession Number:
0001209191-14-026805
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-09 20:23:39
Reporting Period:
2014-04-07
Filing Date:
2014-04-09
Accepted Time:
2014-04-09 20:23:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327811 Workday Inc. WDAY Services-Computer Processing & Data Preparation (7374) 202480422
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598140 James Bozzini C/O Workday, Inc.
6230 Stoneridge Mall Road
Pleasanton CA 94588
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-04-07 3,763 $0.25 63,580 No 4 M Direct
Class A Common Stock Acquisiton 2014-04-07 2,174 $0.25 65,754 No 4 M Direct
Class A Common Stock Disposition 2014-04-07 900 $75.93 64,854 No 4 S Direct
Class A Common Stock Disposition 2014-04-07 1,300 $77.08 63,554 No 4 S Direct
Class A Common Stock Disposition 2014-04-07 1,737 $78.16 61,817 No 4 S Direct
Class A Common Stock Disposition 2014-04-07 1,000 $79.11 60,817 No 4 S Direct
Class A Common Stock Disposition 2014-04-07 100 $80.03 60,717 No 4 S Direct
Class A Common Stock Disposition 2014-04-07 600 $90.93 60,117 No 4 S Direct
Class A Common Stock Disposition 2014-04-07 300 $81.64 59,817 No 4 S Direct
Class A Common Stock Acquisiton 2014-04-08 5,937 $0.25 65,754 No 4 M Direct
Class A Common Stock Disposition 2014-04-08 500 $77.83 65,254 No 4 S Direct
Class A Common Stock Disposition 2014-04-08 500 $79.19 64,754 No 4 S Direct
Class A Common Stock Disposition 2014-04-08 1,500 $80.10 63,254 No 4 S Direct
Class A Common Stock Disposition 2014-04-08 3,137 $81.17 60,117 No 4 S Direct
Class A Common Stock Disposition 2014-04-08 300 $81.86 59,817 No 4 S Direct
Class A Common Stock Disposition 2014-04-07 300 $75.86 54,475 No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
Class A Common Stock Disposition 2014-04-07 600 $77.05 53,875 No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
Class A Common Stock Disposition 2014-04-07 900 $78.16 52,975 No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
Class A Common Stock Disposition 2014-04-07 300 $79.19 52,675 No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
Class A Common Stock Disposition 2014-04-07 100 $79.84 52,575 No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
Class A Common Stock Disposition 2014-04-08 200 $77.74 52,375 No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
Class A Common Stock Disposition 2014-04-08 200 $79.31 52,175 No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
Class A Common Stock Disposition 2014-04-08 600 $80.25 51,575 No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
Class A Common Stock Disposition 2014-04-08 1,500 $81.21 50,075 No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
Class A Common Stock Disposition 2014-04-07 256 $76.71 34,225 No 4 S Indirect By The James Bozzini Grantor Retained Annuity Trust dated 07/12/2012
Class A Common Stock Disposition 2014-04-07 113 $78.16 34,112 No 4 S Indirect By The James Bozzini Grantor Retained Annuity Trust dated 07/12/2012
Class A Common Stock Disposition 2014-04-07 100 $79.11 34,012 No 4 S Indirect By The James Bozzini Grantor Retained Annuity Trust dated 07/12/2012
Class A Common Stock Disposition 2014-04-08 100 $79.47 33,912 No 4 S Indirect By The James Bozzini Grantor Retained Annuity Trust dated 07/12/2012
Class A Common Stock Disposition 2014-04-08 369 $81.41 33,543 No 4 S Indirect By The James Bozzini Grantor Retained Annuity Trust dated 07/12/2012
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
No 4 S Indirect By Bozzini Revocable Trust dated 5/10/2004
No 4 S Indirect By The James Bozzini Grantor Retained Annuity Trust dated 07/12/2012
No 4 S Indirect By The James Bozzini Grantor Retained Annuity Trust dated 07/12/2012
No 4 S Indirect By The James Bozzini Grantor Retained Annuity Trust dated 07/12/2012
No 4 S Indirect By The James Bozzini Grantor Retained Annuity Trust dated 07/12/2012
No 4 S Indirect By The James Bozzini Grantor Retained Annuity Trust dated 07/12/2012
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy) Disposition 2014-04-07 3,763 $0.25 3,763 $0.25
Class A Common Stock Stock Option (right to buy) Disposition 2014-04-07 2,174 $0.25 2,174 $0.25
Class A Common Stock Stock Option (right to buy) Disposition 2014-04-08 5,937 $0.25 5,937 $0.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-01-18 No 4 M Direct
17,826 2017-05-09 No 4 M Direct
11,889 2017-05-09 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Option (right to buy) $0.50 2019-03-15 80,000 80,000 Direct
Class A Common Stock Stock Option (right to buy) $0.65 2019-10-26 160,000 160,000 Direct
Class A Common Stock Stock Option (right to buy) $0.65 2019-12-17 200 200 Direct
Class A Common Stock Stock Option (right to buy) $1.00 2020-07-28 52,500 52,500 Direct
Class A Common Stock Stock Option (right to buy) $2.30 2021-02-18 200,000 200,000 Direct
Class A Common Stock Stock Option (right to buy) $7.05 2022-05-04 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-15 80,000 80,000 Direct
2019-10-26 160,000 160,000 Direct
2019-12-17 200 200 Direct
2020-07-28 52,500 52,500 Direct
2021-02-18 200,000 200,000 Direct
2022-05-04 50,000 50,000 Direct
Footnotes
  1. Includes 59,628 restricted stock units that entitle the Reporting Person to receive one share of Class A Common Stock per unit upon settlement, which will take place within 30 days of vesting. The restricted stock units will vest in eight (8) quarterly installments beginning November 15, 2015, subject to the Reporting Person's continued employment with Workday on the applicable vesting date.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 15, 2013.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $75.5500 to $76.5499, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $76.5500 to $77.5499, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $77.5500 to $78.5499, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $78.5500 to $79.5499, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $80.5500 to $81.5499, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $81.5500 to $82.5499, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $77.6200 to $78.6199, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $78.6200 to $79.6199, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $79.6200 to $80.6199, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $80.6200 to $81.6199, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $81.6200 to $82.6199, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $75.6000 to $76.5999, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $76.6000 to $77.5999, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  16. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $77.6000 to $78.5999, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  17. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $78.6000 to $79.5999, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  18. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $78.7400 to $79.7399, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  19. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $79.7400 to $80.7399, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  20. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $80.7400 to $81.7399, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  21. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $76.6900 to $77.6899, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  22. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $77.6900 to $78.6899, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  23. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $78.6900 to $79.6899, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  24. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $80.4700 to $81.4699, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  25. This stock option grant became fully vested on January 8, 2012.
  26. This stock option grant became fully vested on April 1, 2012.
  27. This stock option grant became fully vested on January 1, 2014.
  28. The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on October 1, 2010 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason.
  29. The stock option grant is under the Issuer's 2005 Stock Plan and is exercisable in full or in part at any time. This stock option grant became fully vested on December 18, 2009.
  30. The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on January 1, 2012 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason.
  31. The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on January 1, 2013 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason.
  32. The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on January 1, 2014 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason.