Filing Details
- Accession Number:
- 0001209191-14-026791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-09 19:56:49
- Reporting Period:
- 2014-04-07
- Filing Date:
- 2014-04-09
- Accepted Time:
- 2014-04-09 19:56:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123979 | Senomyx Inc | SNMX | Services-Commercial Physical & Biological Research (8731) | 330843840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1360670 | Sharon Wicker | C/O Senomyx, Inc. 4767 Nexus Centre Drive San Diego CA 92121 | Sr Vp & Chf Comm Dvlpt Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-07 | 6,709 | $6.68 | 58,670 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-04-07 | 7,751 | $3.21 | 66,421 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-04-07 | 5,425 | $2.50 | 71,846 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-07 | 31,154 | $10.61 | 40,692 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2014-04-07 | 6,709 | $0.00 | 6,709 | $6.68 |
| Common Stock | Stock option (right to buy) | Disposition | 2014-04-07 | 7,751 | $0.00 | 7,751 | $3.21 |
| Common Stock | Stock option (right to buy) | Disposition | 2014-04-07 | 5,425 | $0.00 | 5,425 | $2.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,641 | 2021-02-14 | No | 4 | D | Direct | |
| 23,255 | 2019-02-15 | No | 4 | D | Direct | |
| 21,700 | 2020-02-15 | No | 4 | D | Direct |
Footnotes
- Includes 5,889 shares acquired 2/28/14 pursuant to the Issuer's Employee Stock Purchase Plan.
- Reported transaction occurred pursuant to Rule 10B5-1 Plan adopted March 20, 2014.
- The weighted average sale price for the transaction reported was $10.6083, and the range of prices were between $10.37 and $11.17. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- 1/4th of the shares vest one year after the date of grant of 2/15/11. 1/48th of the shares vest monthly thereafter over the next 3 years until fully vested on 2/15/15.
- The shares subject to the option are fully vested.
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