Filing Details
- Accession Number:
- 0001179110-14-006644
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-09 15:59:29
- Reporting Period:
- 2014-04-08
- Filing Date:
- 2014-04-09
- Accepted Time:
- 2014-04-09 15:59:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 357173 | Old Second Bancorp Inc | OSBC | State Commercial Banks (6022) | 363143493 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191050 | C James Schmitz | 37 S. River St. Aurora IL 60506 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common Stock | Acquisiton | 2014-04-08 | 9,590 | $4.40 | 9,590 | No | 4 | P | Indirect | IRA |
| Old Second Bancorp, Inc. Common Stock | Acquisiton | 2014-04-08 | 12,000 | $4.40 | 12,000 | No | 4 | P | Indirect | Roth IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | IRA |
| No | 4 | P | Indirect | Roth IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 51,996 | Direct | |
| Osbi Fixed Rate Cumulative Preferred Stock-Ser B | 200 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option Right to Buy | $7.49 | 2010-02-17 | 2019-02-17 | 1,500 | 1,500 | Direct |
| Common Stock | Employee Stock Option Right to buy | $27.75 | 2008-12-18 | 2017-12-18 | 1,500 | 1,500 | Direct |
| Common Stock | Employee Stock Option Right to Buy | $29.20 | 2007-12-19 | 2016-12-19 | 1,500 | 1,500 | Direct |
| Common Stock | Employee Stock Option Right to Buy | $31.34 | 2005-12-20 | 2015-12-20 | 1,500 | 1,500 | Direct |
| Common Stock | Employee Stock Option Right to Buy | $32.59 | 2005-12-20 | 2014-12-21 | 1,500 | 1,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-02-17 | 1,500 | 1,500 | Direct |
| 2017-12-18 | 1,500 | 1,500 | Direct |
| 2016-12-19 | 1,500 | 1,500 | Direct |
| 2015-12-20 | 1,500 | 1,500 | Direct |
| 2014-12-21 | 1,500 | 1,500 | Direct |
Footnotes
- Included in this total are 200 shares held in Mr. Schmitz' name alone; 51,796 shares held by James Schmitz as Trustee of the James C. Schmitz Trust.
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