Filing Details
- Accession Number:
- 0001179110-14-006640
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-09 15:39:47
- Reporting Period:
- 2014-04-08
- Filing Date:
- 2014-04-09
- Accepted Time:
- 2014-04-09 15:39:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 357173 | Old Second Bancorp Inc | OSBC | State Commercial Banks (6022) | 363143493 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1171803 | Gerald Palmer | 37 S. River St. Aurora IL 60506 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp Inc. Common Stock | Acquisiton | 2014-04-08 | 22,727 | $4.40 | 52,189 | No | 4 | P | Direct | |
| Old Second Bancorp Inc. Common Stock | Acquisiton | 2014-04-08 | 22,727 | $4.40 | 47,727 | No | 4 | P | Indirect | Spouse's Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Spouse's Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Osbi Fixed Rate Cumulative Preferred Stock-Ser B | 567 | Indirect | Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Old Second Bancorp Inc. Stock Options | $7.49 | 2010-02-17 | 2019-02-17 | 1,500 | 1,500 | Direct |
| Common Stock | Old Second Bancorp Inc. Stock Options | $27.75 | 2008-12-18 | 2017-12-18 | 1,500 | 1,500 | Direct |
| Common Stock | Old Second Bancorp Inc. Stock Options | $29.20 | 2007-12-17 | 2016-12-19 | 1,500 | 1,500 | Direct |
| Common Stock | Old Second Bancorp Inc. Stock Options | $31.34 | 2005-12-20 | 2015-12-20 | 1,500 | 1,500 | Direct |
| Common Stock | Old Second Bancorp Inc. Stock Options | $32.59 | 2005-12-20 | 2014-12-21 | 1,500 | 1,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-02-17 | 1,500 | 1,500 | Direct |
| 2017-12-18 | 1,500 | 1,500 | Direct |
| 2016-12-19 | 1,500 | 1,500 | Direct |
| 2015-12-20 | 1,500 | 1,500 | Direct |
| 2014-12-21 | 1,500 | 1,500 | Direct |
Footnotes
- Included in this total are 4,462 shares in Mr. Palmer's name alone and 47,727 shares in Mr. Palmer's name as Trustee.
- These shares are held in a brokerage account on behalf of Mr.Palmer's spouse's Trust account.
Billionaire Hedge Funds
