Filing Details

Accession Number:
0001179110-14-006638
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-09 15:02:56
Reporting Period:
2014-04-07
Filing Date:
2014-04-09
Accepted Time:
2014-04-09 15:02:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6955 Actuant Corp ATU Misc Industrial & Commercial Machinery & Equipment (3590) 390168610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311227 Mark Goldstein N86 W12500 Westbrook Crossing
Menomonee Falls WI 53051
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-04-07 24,000 $20.05 176,812 No 4 M Direct
Class A Common Stock Disposition 2014-04-07 24,000 $34.08 152,812 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2014-04-07 24,000 $0.00 24,000 $20.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,000 2014-10-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 5,500 Indirect By IRA
Class A Common Stock 7,244 Indirect By 401(k) Plan
Class A Common Stock 1,185 Indirect By ESPP
Class A Common Stock 22,221 Indirect By Deferred Compensation Plan
Footnotes
  1. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.00 to $34.39 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (1) to this Form 4.
  2. Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
  3. Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan.
  4. Option granted under the Actuant Corporation 2002 Stock Plan, as amended.
  5. Fifty percent of the option became exercisable on 10/27/2006 and the balance became exercisable on 10/27/2009.