Filing Details
- Accession Number:
- 0001179110-14-006593
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-08 20:34:04
- Reporting Period:
- 2014-04-04
- Filing Date:
- 2014-04-08
- Accepted Time:
- 2014-04-08 20:34:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 868857 | Aecom Technology Corp | ACM | Services-Engineering Services (8711) | 611088522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451445 | W Frederick Werner | C/O Aecom Technology Corporation 555 S. Flower Street, Suite 3700 Los Angeles CA 90071 | President, Emea | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-04 | 12,286 | $23.94 | 68,935 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-04 | 16,286 | $32.90 | 52,649 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2014-04-04 | 12,286 | $0.00 | 12,286 | $23.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-12-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 65,506 | Indirect | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | $0.00 | 23,471 | 23,471 | Direct | ||
| Common Stock | Restricted Stock Unit | $0.00 | 27,189 | 27,189 | Direct | ||
| Common Stock | Restricted Stock Unit | $0.00 | 23,614 | 23,614 | Direct | ||
| Common Stock | Employee Stock Option | $24.45 | 2016-12-02 | 20,349 | 20,349 | Direct | |
| Common Stock | Employee Stock Option | $27.54 | 2017-12-08 | 29,287 | 29,287 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 23,471 | 23,471 | Direct | |
| 27,189 | 27,189 | Direct | |
| 23,614 | 23,614 | Direct | |
| 2016-12-02 | 20,349 | 20,349 | Direct |
| 2017-12-08 | 29,287 | 29,287 | Direct |
Footnotes
- The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on March 3, 2014.
- The options vested in three equal annual installments beginning on December 1, 2009.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest in December 2014.
- The restricted stock units vest in December 2015.
- The restricted stock units vest in December 2016.
- The options vested in three equal annual installments beginning on December 2, 2010.
- The options vested in three equal annual installments beginning on December 8, 2011.
Billionaire Hedge Funds
