Filing Details
- Accession Number:
- 0000929887-14-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-08 18:15:22
- Reporting Period:
- 2014-01-16
- Filing Date:
- 2014-04-08
- Accepted Time:
- 2014-04-08 18:15:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
929887 | Apollo Education Group Inc | APOL | Services-Educational Services (8200) | 860419443 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237503 | G John Sperling | 4025 S. Riverpoint Pkwy Phoenix AZ 85040 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-04-04 | 500,000 | $31.87 | 7,310,088 | No | 4 | S | Indirect | John Sperling Revocable Trust |
Class A Common Stock | Disposition | 2014-01-16 | 200,000 | $0.00 | 981,036 | No | 4 | G | Indirect | Aurora Foundation |
Class A Common Stock | Disposition | 2014-04-04 | 35,000 | $31.90 | 946,036 | No | 4 | S | Indirect | Aurora Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | John Sperling Revocable Trust |
No | 4 | G | Indirect | Aurora Foundation |
No | 4 | S | Indirect | Aurora Foundation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 0 | Direct | |
Class A Common Stock | 800,000 | Indirect | John Sperling Irrevocable Trust |
Footnotes
- Does not include the performance share award made to the Reporting Person on July 6, 2011 for 20,805 target shares of the Issuer's Class A common stock (which will be prorated based on completed full years of service due to the Reporting Person's retirement prior to the end of the performance period). Those performance shares will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
- Over a period ranging from October 25, 2010 to October 19, 2012, the Reporting Person transferred a total of 42,927 shares directly held by him into the John Sperling Revocable Trust dated November 26, 2007 ("Trust"), of which the Reporting Person is the trustee and beneficiary. Following the transfers, the Reporting Person indirectly owned such transferred shares through the Trust. The transfers resulted in a change only in the form of beneficial ownership and, per Rule 16a-13 under the Securities Exchange Act (the "Act"), were not reportable transactions under Section 16 of the Act.
- Represents the weighted average sale price per share. The actual sale prices ranged from a low of $31.50 to a high of $32.24. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- By self as trustee and beneficiary of the John Sperling Revocable Trust dated November 26, 2007.
- By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994.
- By Self as trustee of the Aurora Foundation dated May 22, 1997.
- Represents the weighted average sale price per share. The actual sale prices ranged from a low of $31.50 to a high of $32.24. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.