Filing Details
- Accession Number:
- 0001144204-14-021465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-08 18:50:05
- Reporting Period:
- 2014-04-04
- Filing Date:
- 2014-04-08
- Accepted Time:
- 2014-04-08 17:50:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1562594 | Liquid Holdings Group Inc. | LIQD | Services-Prepackaged Software (7372) | 455070568 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1581165 | Robert O'boyle | C/O Liquid Holdings Group, Inc. 800 Third Ave., 38Th Floor New York NY US 10022 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-04-04 | 5,660 | $3.93 | 39,906 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Sold pursuant to a 10b5-1 Trading Plan to cover taxes associated with settlement of restricted stock units. The shares were sold in multiple transactions at prices ranging from $3.84 to $4.14 per share, with a volume-weighted average price of $3.9273 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
