Filing Details
- Accession Number:
- 0001445260-14-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-07 20:49:46
- Reporting Period:
- 2014-04-03
- Filing Date:
- 2014-04-07
- Accepted Time:
- 2014-04-07 20:49:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874292 | Addvantage Technologies Group Inc | AEY | Wholesale-Durable Goods (5000) | 731351610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1546622 | David Humphrey | 1221 E Houston Street Broken Arrow OK 74012 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-03 | 11,838 | $3.21 | 19,558 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Acquisiton | 2014-04-03 | 100,000 | $3.21 | 200,000 | $3.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 300,000 | 2014-04-03 | 2024-04-03 | No | 4 | P | Direct |
Footnotes
- For the 11,838 shares acquired on 4/3/2014, there is a holding restriction which will expire in annual installments of 3,946 shares over 3 years starting 4/3/2015.
- Options vest in 3 annual installments of 33,333 starting 4/3/2014.
Billionaire Hedge Funds
