Filing Details
- Accession Number:
- 0001181431-14-015758
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-07 16:24:59
- Reporting Period:
- 2014-04-07
- Filing Date:
- 2014-04-07
- Accepted Time:
- 2014-04-07 16:24:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1351285 | Rosetta Stone Inc | RST | Services-Prepackaged Software (7372) | 043837082 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192534 | Osmium Capital Lp | 300 Drakes Landing Road Suite 172 Greenbrae CA 94904 | No | No | Yes | No | |
| 1316729 | Osmium Partners, Llc | 300 Drakes Landing Road Suite 172 Greenbrae CA 94904 | No | No | Yes | No | |
| 1367480 | P L Spartan Osmium | 300 Drakes Landing Road Suite 172 Greenbrae CA 94904 | No | No | Yes | No | |
| 1386292 | Hartnett John Lewis | 300 Drakes Landing Road Suite 172 Greenbrae CA 94904 | No | No | Yes | No | |
| 1451006 | Osmium Capital Ii, Lp | 300 Drakes Landing Road Suite 172 Greenbrae CA 94904 | No | No | Yes | No | |
| 1589408 | Osmium Diamond, Lp | C/O Osmium Partners, Llc 300 Drakes Landing Road, Suite 172 Greenbrae CA 94904 | No | No | Yes | No | |
| 1592547 | Osmium Special Opportunity Fund, Lp | C/O Osmium Partners Llc 300 Drakes Landing Road Suite 172 CA 94904 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-04-07 | 72,720 | $11.25 | 633,715 | No | 4 | S | Indirect | By Osmium Capital, LP |
| Common Stock | Disposition | 2014-04-07 | 48,480 | $11.25 | 565,476 | No | 4 | S | Indirect | By Osmium Capital II, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Osmium Capital, LP |
| No | 4 | S | Indirect | By Osmium Capital II, LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 152,034 | Indirect | By Osmium Spartan, LP |
| Common Stock | 128,678 | Indirect | By Osmium Diamond, LP |
| Common Stock | 353,079 | Indirect | By Osmium Special Opportunity Fund, LP |
| Common Stock | 259,783 | Indirect | By John H. Lewis directly |
Footnotes
- The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP, Osmium Diamond, LP and Osmium Special Opportunity Fund, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP and Osmium Spartan, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Billionaire Hedge Funds
